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TONTINE CAPITAL MANAGEMENT LLC 4

Accession 0001104659-11-015642

CIK 0000813781other
View on SEC.govCompany Profile

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 9:30 PM ET

Size

32.5 KB

Accession

0001104659-11-015642

Insider Transaction Report

Form 4
Period: 2011-03-17
EXIDE TECHNOLOGIESXIDE
GENDELL JEFFREY L ET AL
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
TONTINE MANAGEMENT LLC
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
TONTINE OVERSEAS ASSOCIATES LLC
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
TONTINE ASSET ASSOCIATES, L.L.C.
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
TONTINE POWER PARTNERS LP
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
Tontine Associates, LLC
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
TONTINE CAPITAL MANAGEMENT LLC
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
TONTINE PARTNERS L P
10% Owner
Transactions
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−33,901$370,714→ 9,705,575 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-17$10.94/sh−6,518$71,276→ 9,699,057 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−9,804$106,555→ 9,601,020 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−11,154$119,032→ 9,489,476 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-18$10.87/sh−88,233$958,960→ 9,610,824 total(indirect: See Footnotes)
  • Sale

    Common Stock, $0.01 par value per share

    2011-03-21$10.67/sh−100,390$1,071,332→ 9,500,630 total(indirect: See Footnotes)
Footnotes (9)
  • [F1]This report is filed jointly by Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Partners, L.P., a Delaware limited partnership ("TP"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Power Partners, L.P., a Delaware limited partnership ("TPP"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA") and Jeffrey L. Gendell ("Mr. Gendell").
  • [F2]Mr. Gendell is the managing member of: (a) TCM; (b) TM, the general partner of TP and TPP; (c) TOA; (d) TAA, the general partner of TCP 2; and (e) TA.
  • [F3]On March 17, 2011, TCP 2 sold 33,901 shares of Common Stock at a weighted average price of $10.9352 per share, at prices ranging from $10.9042 to $11.0004 per share. On March 17, 2011, TPP sold 6,518 shares of Common Stock at a weighted average price of $10.9352 per share, at prices ranging from $10.9042 to $11.0004 per share. On March 18, 2011, TCP 2 sold 88,233 shares of Common Stock at a weighted average price of $10.8685 per share, at prices ranging from $10.8355 to $10.8831 per share. On March 18, 2011, TM sold 9,804 shares of Common Stock at a weighted average price of $10.8685 per share, at prices ranging from $10.8355 to $10.8831 per share.
  • [F4]On March 21, 2011, TCP 2 sold 100,390 shares of Common Stock at a weighted average price of $10.6717 per share, at prices ranging from $10.6677 to $10.7066 per share. On March 21, 2011, TM sold 11,154 shares of Common Stock at a weighted average price of $10.6717 per share, at prices ranging from $10.6677 to $10.7066 per share. The filing parties undertake to provide to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price within the ranges described in this footnote.
  • [F5]Mr. Gendell, TPP and TAA directly own 0 shares of Common Stock, TP directly owns 353,358 shares of Common Stock, TCM directly owns 206,187 shares of Common Stock, TM directly owns 352,351 shares of Common Stock, TOA directly owns 641,413 shares of Common Stock, TCP 2 directly owns 7,510,706 shares of Common Stock and TA directly owns 311,362 shares of Common Stock.
  • [F6]All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TP and sold by TPP may be deemed to be or have been beneficially owned by TM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
  • [F7]Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TP, TM, TOA, TCP 2, TAA, TPP and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM.
  • [F8]TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM or representing TM's pro rata interest in, and interest in the profits of, TP and TPP. TOA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TOA. TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.
  • [F9]TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Documents

1 file

Issuer

EXIDE TECHNOLOGIES

CIK 0000813781

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001272374

Filing Metadata

Form type
4
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 9:30 PM ET
Size
32.5 KB
View on SEC.gov