4//SEC Filing
ARES PARTNERS MANAGEMENT CO LLC 4
Accession 0001104659-11-027502
CIK 0001489393other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 9:25 PM ET
Size
40.9 KB
Accession
0001104659-11-027502
Insider Transaction Report
Form 4
Transactions
- Sale
Class A Ordinary Shares
2011-05-05$40.96/sh−4,451,911$182,350,275→ 14,152,798 total(indirect: See Notes) - Sale
Class A Ordinary Shares
2011-05-05$40.96/sh−4,226,088$173,100,564→ 12,678,296 total - Sale
Class A Ordinary Shares
2011-05-09$41.59/sh−350,000$14,556,500→ 13,802,798 total(indirect: See Notes)
Footnotes (3)
- [F1]This Form 4 is filed jointly by Ares Corporate Opportunities Fund III, L.P. ("ACOF III"), ACOF Operating Manager III, LLC ("ACOF Operating Manager III"), Ares Management LLC ("Ares Management") and Ares Partners Management Company LLC ("APMC" and, together with ACOF III, ACOF Operating Manager III and Ares Management, the "Ares Entities") in respect of securities sold by ACOF III and other funds that are affiliated with, and under the management of, Ares Management (the "Ares Funds"). For so long as ACOF III and its affiliates hold 5% or more of the Issuer's issued share capital, ACOF III, on behalf of itself and the Ares Funds, has the right to nominate one initial Supervisory Board member of the Issuer pursuant to a Nomination Agreement between ACOF III and the Issuer dated April 30, 2010. After giving effect to the transactions described herein, ACOF III and the Ares Funds hold less than 5% of the Issuer's (continued in footnote 2)
- [F2]issued share capital, and as a result, the Corporate Governance and Nominating Committee of the Supervisory Board has the right to request such nominee to resign pursuant to the Nomination Agreement. The manager of ACOF III is ACOF Operating Manager III. ACOF Operating Manager III is indirectly controlled by Ares Management, which, in turn, is indirectly controlled by APMC. APMC is managed by an executive committee comprised of Antony Ressler, Michael Arougheti, David Kaplan, Greg Margolies and Bennett Rosenthal. Each of the members of the executive committee, and the Ares Entities and Ares Funds (other than ACOF III and the Ares Funds with respect to the securities held directly by each such investment vehicle) and the officers, partners, members and managers of the Ares Entities and the Ares Funds expressly disclaims beneficial ownership of, and pecuniary interest in, these securities, except to the extent of any pecuniary interest therein, (continued to footnote 3)
- [F3]and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.
Documents
Issuer
LyondellBasell Industries N.V.
CIK 0001489393
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001259042
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 9:25 PM ET
- Size
- 40.9 KB