DESHPANDE GURURAJ 4
4 · A123 SYSTEMS, INC. · Filed Jun 20, 2011
Insider Transaction Report
Form 4
DESHPANDE GURURAJ
Director
Transactions
- Award
Common Stock
2011-06-16+10,000→ 148,607 total
Holdings
- 6,879,022(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
- [F2]Beginning on this date, 6.25% of the total number of RSUs will vest at the end of each three-month period, so that 100% of the RSUs will be fully vested on June 16, 2015.
- [F3]The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The Reporting Person and his spouse are Managers of Sparta Group MA LLC Series 6, a separate series of Sparta Group MA LLC, and the Reporting Person disclaims beneficial ownership of the securities held by Sparta Group MA LLC Series 6, except to the extent of any pecuniary interest therein.