Home/Filings/4/0001104659-11-041529
4//SEC Filing

Johnson Richard Ernest 4

Accession 0001104659-11-041529

CIK 0001167178other

Filed

Jul 27, 8:00 PM ET

Accepted

Jul 28, 4:33 PM ET

Size

18.9 KB

Accession

0001104659-11-041529

Insider Transaction Report

Form 4
Period: 2011-07-26
Johnson Richard Ernest
VP, Global Controller
Transactions
  • Award

    Common Stock

    2011-07-26+15,00015,000 total
  • Award

    Stock Option (right to buy)

    2011-07-26+26,00026,000 total
    Exercise: $5.53Exp: 2021-07-26Common Stock (26,000 underlying)
Footnotes (3)
  • [F1]Restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
  • [F2]25% of the RSUs will vest on July 26, 2012, and 6.25% of the total number of RSUs will vest at the end of each three-month period thereafter, so that 100% of the RSUs will be fully vested on July 26, 2015.
  • [F3]Option vests with respect to 25% of the shares subject thereto on July 26, 2012, and 6.25% of the total shares subject to the option will vest at the end of each three-month period thereafter, such that the option will be fully vested and exercisable on July 26, 2015.

Issuer

A123 SYSTEMS, INC.

CIK 0001167178

Entity typeother

Related Parties

1
  • filerCIK 0001438911

Filing Metadata

Form type
4
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 4:33 PM ET
Size
18.9 KB