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A123 SYSTEMS, INC.·4

Jul 28, 4:33 PM ET

Johnson Richard Ernest 4

4 · A123 SYSTEMS, INC. · Filed Jul 28, 2011

Insider Transaction Report

Form 4
Period: 2011-07-26
A123 SYSTEMS, INC.AONE
Johnson Richard Ernest
VP, Global Controller
Transactions
  • Award

    Common Stock

    2011-07-26+15,000→ 15,000 total
  • Award

    Stock Option (right to buy)

    2011-07-26+26,000→ 26,000 total
    Exercise: $5.53Exp: 2021-07-26→ Common Stock (26,000 underlying)
Footnotes (3)
  • [F1]Restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
  • [F2]25% of the RSUs will vest on July 26, 2012, and 6.25% of the total number of RSUs will vest at the end of each three-month period thereafter, so that 100% of the RSUs will be fully vested on July 26, 2015.
  • [F3]Option vests with respect to 25% of the shares subject thereto on July 26, 2012, and 6.25% of the total shares subject to the option will vest at the end of each three-month period thereafter, such that the option will be fully vested and exercisable on July 26, 2015.

Documents

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