Home/Filings/4/0001104659-11-062226
4//SEC Filing

Flowers J. Christopher 4

Accession 0001104659-11-062226

CIK 0001084961other

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 5:25 PM ET

Size

29.7 KB

Accession

0001104659-11-062226

Insider Transaction Report

Form 4
Period: 2007-08-24
Transactions
  • Award

    Common Stock

    2008-01-02+5,93119,731 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-07-01+4,12937,373 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-01-04+2,98040,353 total(indirect: See footnotes)
  • Award

    Common Stock

    2007-08-24+13,80013,800 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-01-03+2,10045,040 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-07-01+80445,844 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-01-02+7,57533,244 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-07-01+5,93822,665 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-07-01+2,58742,940 total(indirect: See footnotes)
Holdings
  • Common Stock

    3,971,315
Transactions
  • Award

    Common Stock

    2011-01-03+2,10045,040 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-07-01+80445,844 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-01-02+5,93119,731 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-01-02+7,57533,244 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-01-04+2,98040,353 total(indirect: See footnotes)
  • Award

    Common Stock

    2007-08-24+13,80013,800 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-07-01+5,93822,665 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-07-01+4,12937,373 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-07-01+2,58742,940 total(indirect: See footnotes)
Holdings
  • Common Stock

    3,971,315
Transactions
  • Award

    Common Stock

    2008-01-02+5,93119,731 total(indirect: See footnotes)
  • Award

    Common Stock

    2007-08-24+13,80013,800 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-01-02+7,57533,244 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-07-01+2,58742,940 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-07-01+5,93822,665 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-01-03+2,10045,040 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-01-04+2,98040,353 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-07-01+4,12937,373 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-07-01+80445,844 total(indirect: See footnotes)
Holdings
  • Common Stock

    3,971,315
Transactions
  • Award

    Common Stock

    2007-08-24+13,80013,800 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-07-01+2,58742,940 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-01-02+7,57533,244 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-01-04+2,98040,353 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-01-03+2,10045,040 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-07-01+5,93822,665 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-07-01+80445,844 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-01-02+5,93119,731 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-07-01+4,12937,373 total(indirect: See footnotes)
Holdings
  • Common Stock

    3,971,315
Transactions
  • Award

    Common Stock

    2007-08-24+13,80013,800 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-01-02+7,57533,244 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-07-01+2,58742,940 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-01-03+2,10045,040 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-07-01+4,12937,373 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-01-02+5,93119,731 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-07-01+5,93822,665 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-01-04+2,98040,353 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-07-01+80445,844 total(indirect: See footnotes)
Holdings
  • Common Stock

    3,971,315
JCF FPK I LP
10% Owner
Transactions
  • Award

    Common Stock

    2010-01-04+2,98040,353 total(indirect: See footnotes)
  • Award

    Common Stock

    2010-07-01+2,58742,940 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-01-02+7,57533,244 total(indirect: See footnotes)
  • Award

    Common Stock

    2007-08-24+13,80013,800 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-01-02+5,93119,731 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-01-03+2,10045,040 total(indirect: See footnotes)
  • Award

    Common Stock

    2011-07-01+80445,844 total(indirect: See footnotes)
  • Award

    Common Stock

    2008-07-01+5,93822,665 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-07-01+4,12937,373 total(indirect: See footnotes)
Holdings
  • Common Stock

    3,971,315
Footnotes (5)
  • [F1]These transactions represent grants of deferred issuance restricted stock units ("RSUs") to Timothy Hanford and John Oros as compensation for their service as directors of Encore Capital Group Inc. (the "Issuer"). In accordance with their employment arrangements with J.C. Flowers & Co. LLC ("JCF LLC"), RSUs granted to Messrs. Hanford and Oros are held by such individuals for the benefit of JCF LLC, and the shares issued upon the vesting of such RSUs, which occurs when the applicable individual resigns as a director of the Issuer, must be transferred to JCF LLC.
  • [F2]These RSUs were held by Messrs. Hanford and Oros for the benefit of JCF LLC. Upon Mr. Hanford's resignation as a director of the Issuer on June 9, 2011, he transferred to JCF LLC the 23,214 shares that he received upon the vesting of the RSUs that had been granted to him. J. Christopher Flowers is the sole member of JCF LLC. The general partner of JCF FPK I L.P. is JCF Associates II-A L.P., the general partner of which is JCF Associates, II-A LLC, the sole member of which is JCF Associates II L.P., the general partner of which is JCF Associates II L.P., the sole director of which is Mr. Flowers. JCF FPK I L.P., JCF Associates II-A L.P., JCF Associates, II-A LLC and JCF Associates II L.P. may be deemed to have an indirect economic interest in the value of securities held by or for the benefit of JCF LLC, although they have no investment control over such securities.
  • [F3]JCF LLC directly holds 23,214 shares. Mr. Oros holds 22,630 RSUs for the benefit of JCF LLC.
  • [F4]These shares are directly held by JCF FPK I L.P.
  • [F5]Each of JCF FPK I L.P., JCF Associates II-A L.P., JCF Associates II-A LLC, JCF Associates II L.P., JCF Associates II Ltd. and Mr. Flowers disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed to be an admission that any of JCF FPK I L.P., JCF Associates II-A L.P., JCF Associates II-A LLC, JCF Associates II L.P., JCF Associates II Ltd. or Mr. Flowers has beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder or for any other purpose.

Documents

1 file

Issuer

ENCORE CAPITAL GROUP INC

CIK 0001084961

Entity typeother

Related Parties

1
  • filerCIK 0001041196

Filing Metadata

Form type
4
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 5:25 PM ET
Size
29.7 KB