Home/Filings/4/0001104659-11-065232
4//SEC Filing

Alexander Sarah 4

Accession 0001104659-11-065232

CIK 0001126234other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 6:54 PM ET

Size

10.6 KB

Accession

0001104659-11-065232

Insider Transaction Report

Form 4
Period: 2011-11-16
Transactions
  • Conversion

    Common Stock

    2011-11-16+5,2915,291 total
  • Conversion

    Common Stock

    2011-11-16+5425,833 total
  • Conversion

    Series AAA Preferred Stock

    2011-11-1611,1120 total
    Common Stock (11,112 underlying)
  • Conversion

    Series C Preferred Stock

    2011-11-161,0000 total
    Common Stock (1,000 underlying)
Footnotes (2)
  • [F1]Every one share of Series AAA Preferred Stock automatically converted into approximately 0.476 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
  • [F2]Every one share of Series C Preferred Stock automatically converted into approximately 0.542 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.

Documents

1 file

Issuer

NEWLINK GENETICS CORP

CIK 0001126234

Entity typeother

Related Parties

1
  • filerCIK 0001512134

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 6:54 PM ET
Size
10.6 KB