Alexander Sarah 4
4 · NEWLINK GENETICS CORP · Filed Nov 18, 2011
Insider Transaction Report
Form 4
Alexander Sarah
Director
Transactions
- Conversion
Common Stock
2011-11-16+5,291→ 5,291 total - Conversion
Common Stock
2011-11-16+542→ 5,833 total - Conversion
Series AAA Preferred Stock
2011-11-16−11,112→ 0 total→ Common Stock (11,112 underlying) - Conversion
Series C Preferred Stock
2011-11-16−1,000→ 0 total→ Common Stock (1,000 underlying)
Footnotes (2)
- [F1]Every one share of Series AAA Preferred Stock automatically converted into approximately 0.476 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
- [F2]Every one share of Series C Preferred Stock automatically converted into approximately 0.542 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.