Home/Filings/4/0001104659-11-065983
4//SEC Filing

WALECKA JOHN L 4

Accession 0001104659-11-065983

CIK 0001311241other

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 11:40 AM ET

Size

44.0 KB

Accession

0001104659-11-065983

Insider Transaction Report

Form 4
Period: 2011-11-23
WALECKA JOHN L
Director10% Owner
Transactions
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+11,461163,794 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2011-11-2388,9860 total(indirect: See Footnote)
    Common Stock (44,493 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2011-11-2322,9220 total(indirect: See Footnote)
    Common Stock (11,461 underlying)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+339,6477,423,391 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+44,49344,493 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+84,748129,241 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2011-11-231,997,3370 total(indirect: See Footnote)
    Common Stock (998,668 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2011-11-2315,7080 total(indirect: See Footnote)
    Common Stock (7,854 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2011-11-233,848,4350 total(indirect: See Footnote)
    Common Stock (1,924,217 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2011-11-237,330,4080 total(indirect: See Footnote)
    Common Stock (3,665,204 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2011-11-23679,2950 total(indirect: See Footnote)
    Common Stock (339,647 underlying)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+3,665,2045,589,421 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+7,854171,648 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2011-11-2346,1840 total(indirect: See Footnote)
    Common Stock (23,092 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2011-11-23991,3110 total(indirect: See Footnote)
    Common Stock (495,655 underlying)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+1,924,2171,924,217 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+23,092152,333 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+998,6686,588,089 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 per share

    2011-11-23+495,6557,083,744 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2011-11-23169,4980 total(indirect: See Footnote)
    Common Stock (84,748 underlying)
Footnotes (5)
  • [F1]Each share of Series A, Series B, Series C, Series D and Series E Convertible Preferred Stock automatically converted into one-half of one share of common stock immediately prior to the consummation of the Issuer's initial public offering.
  • [F2]The shares are owned by Redpoint Ventures II, L.P. ("RV II"). Mr. Walecka serves as a Managing Director of Redpoint Ventures II, LLC ("RV II LLC"), which serves as the sole General Partner of RV II. As such, Mr. Walecka may be deemed to beneficially own the shares held by RV II. Mr. Walecka disclaims beneficial ownership of the shares reported herein, except to the extent of his proportionate pecuniary interest therein.
  • [F3]The shares are owned by Redpoint Associates II, LLC ("Redpoint Associates"). Mr. Walecka serves as a managing member of Redpoint Associates and may be deemed to indirectly beneficially own such shares. Mr. Walecka disclaims beneficial ownership of the shares reported herein, except to the extent of his proportionate pecuniary interest therein.
  • [F4]The securities are immediately convertible.
  • [F5]The expiration date is not relevant to the conversion of these securities.

Documents

1 file

Issuer

INTERMOLECULAR INC

CIK 0001311241

Entity typeother

Related Parties

1
  • filerCIK 0001248046

Filing Metadata

Form type
4
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 11:40 AM ET
Size
44.0 KB