Riley Jr. Gilbert N 4
4 · A123 SYSTEMS, INC. · Filed Dec 21, 2011
Insider Transaction Report
Form 4
Riley Jr. Gilbert N
DirectorCTO and VP of Res. and Dev.
Transactions
- Award
Common Stock
2011-12-19+64,207→ 478,671 total
Holdings
- 573,705(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
- [F2]25% of the RSUs will vest on December 19, 2012, and 6.25% of the total number of RSUs will vest at the end of each three-month period thereafter, so that 100% of the RSUs will be fully vested on December 19, 2015.
- [F3]Includes 96,572 RSUs.