Home/Filings/4/0001104659-12-000407
4//SEC Filing

Tomson Ramey W 4

Accession 0001104659-12-000407

CIK 0000752902other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:18 PM ET

Size

11.2 KB

Accession

0001104659-12-000407

Insider Transaction Report

Form 4
Period: 2011-12-30
Tomson Ramey W
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2011-12-30+247,083284,583 total
  • Conversion

    Common Stock

    2011-12-30+347284,930 total
  • Conversion

    Series A Convertible Preferred Stock

    2011-12-30247,0830 total
    Common Stock (247,083 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2011-12-303470 total
    Common Stock (347 underlying)
Footnotes (3)
  • [F1]The Series A Convertible Preferred Stock is convertible into Lucid, Inc. common stock and has no expiration date. The number of underlying shares of common stock reported in Column 7 reflects the two-for-one reverse common stock split effective December 6, 2011. All shares of the Company's Series A Preferred Stock automatically converted into shares of Lucid, Inc. common stock at the closing of the qualified initial public offering.
  • [F2]Number of securities includes 37,500 shares of restricted stock that vest on March 12, 2013.
  • [F3]The Series B Convertible Preferred Stock is convertible into Lucid, Inc. common stock and has no expiration date. The number of underlying shares of common stock reported in Column 7 reflects the two-for-one reverse common stock split effective December 6, 2011. All shares of the Company's Series B Preferred Stock automatically converted into shares of Lucid, Inc. common stock at the closing of the qualified initial public offering.

Documents

1 file

Issuer

LUCID INC

CIK 0000752902

Entity typeother

Related Parties

1
  • filerCIK 0001482801

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:18 PM ET
Size
11.2 KB