Tomson Ramey W 4
4 · LUCID INC · Filed Jan 4, 2012
Insider Transaction Report
Form 4
LUCID INCLCDCU
Tomson Ramey W
Director10% Owner
Transactions
- Conversion
Common Stock
2011-12-30+247,083→ 284,583 total - Conversion
Common Stock
2011-12-30+347→ 284,930 total - Conversion
Series A Convertible Preferred Stock
2011-12-30−247,083→ 0 total→ Common Stock (247,083 underlying) - Conversion
Series B Convertible Preferred Stock
2011-12-30−347→ 0 total→ Common Stock (347 underlying)
Footnotes (3)
- [F1]The Series A Convertible Preferred Stock is convertible into Lucid, Inc. common stock and has no expiration date. The number of underlying shares of common stock reported in Column 7 reflects the two-for-one reverse common stock split effective December 6, 2011. All shares of the Company's Series A Preferred Stock automatically converted into shares of Lucid, Inc. common stock at the closing of the qualified initial public offering.
- [F2]Number of securities includes 37,500 shares of restricted stock that vest on March 12, 2013.
- [F3]The Series B Convertible Preferred Stock is convertible into Lucid, Inc. common stock and has no expiration date. The number of underlying shares of common stock reported in Column 7 reflects the two-for-one reverse common stock split effective December 6, 2011. All shares of the Company's Series B Preferred Stock automatically converted into shares of Lucid, Inc. common stock at the closing of the qualified initial public offering.