4//SEC Filing
Weisberg Philip Zev 4
Accession 0001104659-12-008830
CIK 0001529979other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 6:44 PM ET
Size
12.5 KB
Accession
0001104659-12-008830
Insider Transaction Report
Form 4
Weisberg Philip Zev
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2012-02-08$12.00/sh+18,000$216,000→ 1,043,914 total - Award
Common Stock
2012-02-08+100→ 1,025,914 total - Purchase
Common Stock
2012-02-09$13.60/sh+1,800$24,480→ 1,045,714 total - Award
Employee Stock Option (right to buy)
2012-02-08+622,563→ 1,762,995 totalExercise: $11.17Exp: 2020-12-31→ Common Stock (622,563 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2012-02-08−525,000→ 1,140,432 totalExercise: $13.25Exp: 2020-12-31→ Common Stock (525,000 underlying)
Footnotes (2)
- [F1]Mr. Weisberg purchased 18,000 shares at the Initial Public Offering price of $12.00 pursuant to the Company's Directed Share Program. The consummation of this purchase will occur in connection with the closing of the Initial Public Offering, which is expected to occur on February 14, 2012
- [F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option, with changes in the exercise price and number of shares underlying the option. The option was originally granted on December 31, 2010 and provides for vesting in three equal annual installments commencing on December 31, 2012.
Documents
Issuer
FX Alliance Inc.
CIK 0001529979
Entity typeother
Related Parties
1- filerCIK 0001541433
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 6:44 PM ET
- Size
- 12.5 KB