Sullivan James F.X. 4

4 · FX Alliance Inc. · Filed Feb 10, 2012

Form 4

Period: 2012-02-08

General Counsel

Transactions

Award
Common Stock
2012-02-08+100→ 100 total
Award
Employee Stock Option (right to buy)
2012-02-08+7,411→ 121,161 total
Exercise: $9.85From: 2012-12-31Exp: 2018-12-19→ Common Stock (7,411 underlying)
Award
Employee Stock Option (right to buy)
2012-02-08+14,822→ 123,483 total
Exercise: $9.87Exp: 2019-12-18→ Common Stock (14,822 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2012-02-08−18,750→ 104,733 total
Exercise: $13.25Exp: 2020-12-31→ Common Stock (18,750 underlying)
Award
Employee Stock Option (right to buy)
2012-02-08+22,233→ 126,966 total
Exercise: $11.17Exp: 2020-12-31→ Common Stock (22,233 underlying)
Award
Employee Stock Option (right to buy)
2012-02-09+25,000→ 151,966 total
Exercise: $12.00Exp: 2022-02-09→ Common Stock (25,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2012-02-08−6,250→ 113,750 total
Exercise: $11.68From: 2012-12-31Exp: 2018-12-19→ Common Stock (6,250 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2012-02-08−12,500→ 108,661 total
Exercise: $11.71Exp: 2019-12-18→ Common Stock (12,500 underlying)

Footnotes (4)

[F1]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option, with changes in the exercise price and number of shares underlying the option. The option was originally granted on December 19, 2008.
[F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option, with changes in the exercise price and number of shares underlying the option. The option was originally granted on December 18, 2009 and provides for vesting in two equal annual installments commencing on December 31, 2012.
[F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option, with changes in the exercise price and number of shares underlying the option. The option was originally granted on December 31, 2010 and provides for vesting in three equal annual installments commencing on December 31, 2012.
[F4]The option vests in four equal installments on December 31, 2012, 2013, 2014 and 2015.

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