4//SEC Filing
WILLIS STEIN & PARTNERS III LP 4
Accession 0001104659-12-010208
CIK 0001536035other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 5:05 PM ET
Size
19.4 KB
Accession
0001104659-12-010208
Insider Transaction Report
Form 4
Roundy's, Inc.RNDY
Transactions
- Sale
Common Stock
2012-02-13$8.50/sh−39,818$338,453→ 120,170 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−4,591,768$39,030,028→ 13,857,853 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote)
WILLIS STEIN & PARTNERS III LP
10% Owner
Transactions
- Sale
Common Stock
2012-02-13$8.50/sh−39,818$338,453→ 120,170 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−4,591,768$39,030,028→ 13,857,853 total(indirect: See Footnote)
WILLIS STEIN & PARTNERS III-C LP
10% Owner
Transactions
- Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−4,591,768$39,030,028→ 13,857,853 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−39,818$338,453→ 120,170 total(indirect: See Footnote)
Transactions
- Sale
Common Stock
2012-02-13$8.50/sh−39,818$338,453→ 120,170 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−4,591,768$39,030,028→ 13,857,853 total(indirect: See Footnote)
Transactions
- Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−39,818$338,453→ 120,170 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−4,591,768$39,030,028→ 13,857,853 total(indirect: See Footnote)
Transactions
- Sale
Common Stock
2012-02-13$8.50/sh−39,818$338,453→ 120,170 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−4,591,768$39,030,028→ 13,857,853 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote) - Sale
Common Stock
2012-02-13$8.50/sh−138,256$1,175,176→ 417,255 total(indirect: See Footnote)
Footnotes (5)
- [F1]Represents public offering price of $8.50 per share net of the underwriters' discount of $0.595.
- [F2]Willis Stein & Partners III, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F3]Willis Stein & Partners Dutch III-A, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F4]Willis Stein & Partners Dutch III-B, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F5]Willis Stein & Partners III-C, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Documents
Issuer
Roundy's, Inc.
CIK 0001536035
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001114112
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 5:05 PM ET
- Size
- 19.4 KB