Home/Filings/4/0001104659-12-013428
4//SEC Filing

Cartwright Daniel Paul 4

Accession 0001104659-12-013428

CIK 0000837173other

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 8:43 PM ET

Size

17.3 KB

Accession

0001104659-12-013428

Insider Transaction Report

Form 4
Period: 2012-02-23
Cartwright Daniel Paul
President-Canadian Operations
Transactions
  • Award

    Non-qualified Stock Option

    2012-02-23+2,5422,542 total
    Exercise: $65.07Exp: 2022-02-23Common Stock (2,542 underlying)
  • Award

    Common Stock

    2012-02-23+1,6599,863.35 total
Footnotes (3)
  • [F1]Award of Restricted Stock Units which vest in 3 equal annual installments beginning 2/23/2013, subject to continued employment.
  • [F2]Includes 33.35 shares held by Reporting Person under Employee Stock Purchase Plan and an award of Restricted Stock Unites which vest in 3 equal annual installments beginning on 7/18/2012, subject to continued employment.
  • [F3]Options vest in 3 equal annual installments beginning 2/23/2013, subject to continued employment.

Issuer

Walter Energy, Inc.

CIK 0000837173

Entity typeother

Related Parties

1
  • filerCIK 0001540178

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 8:43 PM ET
Size
17.3 KB