Perry Lee 4

Accession 0001104659-12-017600

CIK 0000881524other

View on SEC.gov Company Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 5:24 PM ET

Size

44.2 KB

Accession

0001104659-12-017600

Insider Transaction Report

Form 4

Period: 2012-03-09

VIVUS INCVVUS

Perry Lee

VP & Chief Accounting Officer

Transactions

Sale
Common Stock
2012-03-09$20.96/sh−4,026$84,368→ 0 total
Sale
Common Stock
2012-03-09$20.96/sh−3,734$78,249→ 0 total
Sale
Common Stock
2012-03-09$20.96/sh−20,832$436,551→ 0 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-03-09−4,026→ 0 total
Exercise: $4.25Exp: 2017-01-29→ Common Stock (4,026 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-03-09−20,832→ 8,334 total
Exercise: $8.91From: 2011-01-22Exp: 2020-01-22→ Common Stock (20,832 underlying)
Exercise/Conversion
Common Stock
2012-03-09$6.05/sh+1,250$7,563→ 1,250 total
Exercise/Conversion
Common Stock
2012-03-09$4.23/sh+27,848$117,797→ 27,848 total
Exercise/Conversion
Common Stock
2012-03-09$8.91/sh+20,832$185,613→ 20,832 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-03-09−16,250→ 0 total
Exercise: $6.05Exp: 2018-01-25→ Common Stock (16,250 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-03-09−142→ 0 total
Exercise: $4.25Exp: 2017-01-29→ Common Stock (142 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-03-09−1,250→ 0 total
Exercise: $6.05Exp: 2018-01-25→ Common Stock (1,250 underlying)
Exercise/Conversion
Common Stock
2012-03-09$4.23/sh+3,734$15,795→ 3,734 total
Exercise/Conversion
Common Stock
2012-03-09$6.05/sh+16,250$98,313→ 16,250 total
Exercise/Conversion
Common Stock
2012-03-09$4.25/sh+142$604→ 142 total
Sale
Common Stock
2012-03-09$20.96/sh−142$2,976→ 0 total
Sale
Common Stock
2012-03-09$20.96/sh−16,250$340,532→ 0 total
Sale
Common Stock
2012-03-09$20.96/sh−1,250$26,195→ 0 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-03-09−3,734→ 20,294 total
Exercise: $4.23From: 2010-01-23Exp: 2019-01-23→ Common Stock (3,734 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-03-09−27,848→ 2,624 total
Exercise: $4.23From: 2010-01-23Exp: 2019-01-23→ Common Stock (27,848 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-03-09−13,541→ 24,588 total
Exercise: $8.74From: 2012-01-21Exp: 2021-01-21→ Common Stock (13,541 underlying)
Exercise/Conversion
Common Stock
2012-03-09$8.74/sh+13,541$118,348→ 13,541 total
Sale
Common Stock
2012-03-09$20.96/sh−13,541$283,762→ 0 total
Sale
Common Stock
2012-03-09$20.96/sh−27,848$583,577→ 0 total
Exercise/Conversion
Common Stock
2012-03-09$4.25/sh+4,026$17,111→ 4,026 total

Footnotes (2)

[F1]The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $20.75 to $21.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
[F2]The option is fully vested and immediately exercisable.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

VIVUS INC

CIK 0000881524

→

Entity typeother

Related Parties

filerCIK 0001387455

Filing Metadata

Form type: 4
Filed: Mar 11, 8:00 PM ET
Accepted: Mar 12, 5:24 PM ET
Size: 44.2 KB

View on SEC.gov