3//SEC Filing
AUGUST CAPITAL III LP 3
Accession 0001104659-12-026271
CIK 0001353283other
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 7:25 PM ET
Size
114.7 KB
Accession
0001104659-12-026271
Insider Transaction Report
Form 3
SPLUNK INCSPLK
AUGUST CAPITAL III LP
10% Owner
Holdings
- (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying) - (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying) - (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - 192,824(indirect: See footnote)
Common Stock
- 21,910(indirect: See footnote)
Common Stock
Holdings
- (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying) - (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - 192,824(indirect: See footnote)
Common Stock
- 21,910(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying)
AUGUST CAPITAL III FOUNDERS FUND LP
10% Owner
Holdings
- 21,910(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying) - 192,824(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying)
August Capital Management V, L.L.C.
10% Owner
Holdings
- (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying) - (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - 192,824(indirect: See footnote)
Common Stock
- 21,910(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying)
JOHNSTON JOHN R
10% Owner
Holdings
- 192,824(indirect: See footnote)
Common Stock
- 21,910(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying)
RAPPAPORT ANDREW
10% Owner
Holdings
- 192,824(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying) - (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying) - 21,910(indirect: See footnote)
Common Stock
August Capital V, L.P.
10% Owner
Holdings
- 21,910(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying) - 192,824(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying)
MARQUARDT DAVID F
10% Owner
Holdings
- (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying) - (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying) - 21,910(indirect: See footnote)
Common Stock
- 192,824(indirect: See footnote)
Common Stock
Holdings
- 192,824(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying) - 21,910(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying)
AUGUST CAPITAL MANAGEMENT III LLC
10% Owner
Holdings
- 192,824(indirect: See footnote)
Common Stock
- 21,910(indirect: See footnote)
Common Stock
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (3,981,286 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,232,480 underlying) - (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,000,000 underlying)
Footnotes (7)
- [F1]Shares held of record by August Capital III, L.P. ("August III"), as nominee for August III (15,015,548 shares), August Capital Strategic Partners III, L.P. (273,662 shares)("August Strategic III"), August Capital III Founders Fund (842,316 shares)("August III Founders") and related individuals. August Capital Management III, L.L.C. ("ACM III"), the general partner of each of August III, August Strategic III and August III Founders, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock. John R. Johnston, David F. Marquardt and Andrew S. Rappaport, as members of ACM III, share voting and investment power over the reported shares of the Issuer's common stock.
- [F2]August III, August Strategic III, August III Founders and ACM III and each of its members disclaim beneficial ownership of these shares of Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that August III, August Strategic III, August III Founders or ACM III or any of its members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F3]Shares held of record by August Capital V, L.P. ("August V"), as nominee for August V (21,572 shares), August Capital Strategic Partners V, L.P. (184 shares) ("August Strategic V") and related individuals. August Capital Management V, L.L.C. ("ACM V"), the general partner of each of August V and August Strategic V, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock.
- [F4]Howard Hartenbaum, David M. Hornik, John R. Johnston, David F. Marquardt, Vivek Mehra and Andrew S. Rappaport, as members of ACM V, share voting and investment power over the reported shares of the Issuer's common stock. August V, August Strategic V and ACM V and each of its members disclaim beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that August V, August Strategic V or ACM V or any of its members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F5]The Series A Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
- [F6]The Series B Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
- [F7]The Series C Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
Issuer
SPLUNK INC
CIK 0001353283
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001252251
Filing Metadata
- Form type
- 3
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 7:25 PM ET
- Size
- 114.7 KB