JK&B CAPITAL IV LP 4
4 · SPLUNK INC · Filed Apr 24, 2012
Insider Transaction Report
Form 4
SPLUNK INCSPLK
JK&B Capital IV, L.L.C.
10% Owner
Transactions
- Conversion
Common Stock
2012-04-24+1,130,242→ 1,130,242 total(indirect: See footnote) - Conversion
Series C Preferred Stock
2012-04-24−1,789,670→ 0 total(indirect: See footnote)→ Common Stock (1,789,670 underlying) - Conversion
Series B Preferred Stock
2012-04-24−974,620→ 0 total(indirect: See footnote)→ Common Stock (974,620 underlying) - Conversion
Common Stock
2012-04-24+12,997,790→ 12,997,790 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2012-04-24−11,208,120→ 0 total(indirect: See footnote)→ Common Stock (11,208,120 underlying) - Conversion
Series C Preferred Stock
2012-04-24−155,622→ 0 total(indirect: See footnote)→ Common Stock (155,622 underlying)
Footnotes (4)
- [F1]The Series B Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F2]The Series C Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F3]Shares are held directly by JK&B Capital IV, L.P. ("JK&B"). JK&B Management IV, L.P. ("JK&B Management") is the general partner of JK&B. David Kronfeld ("Kronfeld") is the managing member of JK&B Capital IV, L.L.C. ("JK&B Capital"), the general partner of JK&B Management. Each of JK&B Management, JK&B Capital and Kronfeld may be deemed to have sole voting and dispositive power over the shares which are held directly by JK&B, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F4]Shares are held directly by JK&B Capital IV QIP, L.P. ("JK&B QIP"). JK&B Management is the general partner of JK&B QIP. Kronfeld is the managing member of JK&B Capital, the general partner of JK&B Management. Each of JK&B Management, JK&B Capital and Kronfeld may be deemed to have sole voting and dispositive power over the shares which are held directly by JK&B QIP, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.