Sere J Darby 4

Accession 0001104659-12-031559

CIK 0001352302other

View on SEC.gov Company Profile

Filed

Apr 30, 8:00 PM ET

Accepted

May 1, 9:38 PM ET

Size

36.5 KB

Accession

0001104659-12-031559

Insider Transaction Report

Form 4

Period: 2012-04-30

GeoMet, Inc.GMET

Sere J Darby

DirectorPresident and CEO

Transactions

Disposition to Issuer
Stock Options (Right to Buy)
2012-04-30−83,148→ 0 total
Exercise: $0.72Exp: 2016-03-23→ Common Stock (83,148 underlying)
Award
Stock Options (Right to Buy)
2012-04-30+83,148→ 83,148 total
Exercise: $0.72From: 2012-04-30Exp: 2015-04-30→ Common Stock (83,148 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2012-04-30−129,141→ 0 total
Exercise: $0.88From: 2013-09-20Exp: 2017-09-20→ Common Stock (129,141 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2012-04-30−148,662→ 0 total
Exercise: $1.59From: 2014-04-05Exp: 2018-04-05→ Common Stock (148,662 underlying)
Award
Stock Options (Right to Buy)
2012-04-30+213,320→ 213,320 total
Exercise: $2.50From: 2006-01-30Exp: 2013-09-22→ Common Stock (213,320 underlying)
Other
Common Stock
2012-04-30+99,108→ 829,426 total
Disposition to Issuer
Stock Options (Right to Buy)
2012-04-30−106,660→ 0 total
Exercise: $2.50From: 2006-01-30Exp: 2013-05-19→ Common Stock (106,660 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2012-04-30−106,660→ 0 total
Exercise: $2.50From: 2006-01-30Exp: 2014-04-27→ Common Stock (106,660 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2012-04-30−213,320→ 0 total
Exercise: $2.50From: 2006-01-30Exp: 2013-09-22→ Common Stock (213,320 underlying)
Award
Stock Options (Right to Buy)
2012-04-30+129,141→ 129,141 total
Exercise: $0.88From: 2012-04-30Exp: 2015-04-30→ Common Stock (129,141 underlying)
Award
Stock Options (Right to Buy)
2012-04-30+106,660→ 106,660 total
Exercise: $2.50From: 2006-01-30Exp: 2013-05-19→ Common Stock (106,660 underlying)
Award
Stock Options (Right to Buy)
2012-04-30+148,662→ 148,662 total
Exercise: $1.59From: 2012-04-30Exp: 2015-04-30→ Common Stock (148,662 underlying)
Award
Stock Options (Right to Buy)
2012-04-30+106,660→ 106,660 total
Exercise: $2.50From: 2006-01-30Exp: 2014-04-27→ Common Stock (106,660 underlying)

Holdings

Common Stock
(indirect: By Foundation)
97,236
Common Stock
(indirect: By Controlled Corporation)
1,997
Common Stock
(indirect: By Spouse)
44,451
Common Stock
(indirect: By Partnership)
256,231
Common Stock
(indirect: By GRAT)
44,451
Common Stock
(indirect: By Spouse)
1,900

Footnotes (8)

[F1]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F2]9,693 shares of common stock were transferred by the reporting person to his adult son on October 31, 2011.
[F3]75,106 shares of common stock were transferred by the J. Darby Sere 2008 Annuity Trust to the reporting person and his spouse jointly on March 13, 2012.
[F4]75,106 shares of common stock were transferred by the Judith A. Sere 2008 Annuity Trust to the reporting person and his spouse jointly on March 13, 2012.
[F5]Reflects the number of restricted stock units that vested under the reporting person's severance agreement.
[F6]Includes 93,282 shares of restricted stock that vested under the reporting person's severance agreement.
[F7]The reported transactions involved amendments to outstanding options as part of the reporting person's severance agreement, which resulted in the deemed cancellation of the "old" options and the grant of replacement options that remain exercisable for up to three years after the reporting person's termination date.
[F8]The options had a performance vesting schedule so there was no fixed vesting date.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

GeoMet, Inc.

CIK 0001352302

→

Entity typeother

Related Parties

filerCIK 0001336322

Filing Metadata

Form type: 4
Filed: Apr 30, 8:00 PM ET
Accepted: May 1, 9:38 PM ET
Size: 36.5 KB

View on SEC.gov