4//SEC Filing
OCM PRINCIPAL OPPORTUNITIES FUND II LP 4
Accession 0001104659-12-035385
CIK 0001498710other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 8:41 PM ET
Size
117.5 KB
Accession
0001104659-12-035385
Insider Transaction Report
Form 4
OAKTREE CAPITAL MANAGEMENT LP
10% Owner
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
Oaktree Holdings, Inc.
10% Owner
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
OCM Spirit Holdings III-A, LLC
Director10% Owner
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
OAKTREE FUND GP I, L.P.
10% Owner
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
Oaktree Capital Group, LLC
10% Owner
Transactions
- Sale
Common Stock, par value of $0.0001 per share
2012-05-07$22.51/sh−3,622,334$81,538,738→ 9,394,927 total(indirect: See footnotes)
Footnotes (5)
- [F1]On May 7, 2012, OCM Spirit Holdings III-A, LLC ("Holdings III-A") sold 2,767,515 shares of Common Stock of the Issuer, POF Spirit Domestic Holdings, LLC ("POF Domestic Holdings") sold 781,335 shares of Common Stock of the Issuer, and POF Spirit Foreign Holdings, LLC ("POF Foreign Holdings" and together with Holdings III-A and POF Domestic Holdings, the "Oaktree Entities") sold 73,483 shares of Common Stock of the Issuer (the "Sale").
- [F2]After giving effect to the Sale, (a) Holdings III-A directly owns 7,177,860 shares of Common Stock, (b) Domestic Holdings directly owns 2,026,480 shares of Common Stock and (c) Foreign Holdings directly owns 190,588 shares of Common Stock. This Form 4 is being filed by (i) Oaktree Capital Group Holdings GP, LLC ("OCGH GP") in its capacity as manager of Oaktree Capital Group, LLC ("OCG"), (ii) OCG, in its capacity as sole shareholder of Oaktree Holdings, Inc. ("OHI") and managing member of Oaktree Holdings, LLC, (iii) OHI, in its capacity as general partner of Oaktree Capital Management, L.P. ("Capital Management"), (iv) Capital Management, in its capacity as manager of the Oaktree Entities, (v) OCM Principal Opportunities Fund II, L.P. ("POF II"), as a member of the Oaktree Entities, (vi) OCM Principal Opportunities Fund III, L.P.
- [F3]("POF III"), as a member of the Oaktree Entities, (vii) OCM Principal Opportunities Fund III GP, L.P. ("Fund III GP"), as general partner of POF III, (viii) Oaktree Fund GP I, L.P. ("Oaktree GP"), as general partner of Fund III GP and POF II, (ix) Oaktree Capital I, L.P. ("Oaktree LP"), as general partner of Oaktree GP, (x) OCM Holdings I, LLC ("OCM Holdings"), as general partner of Oaktree LP, and (xi) Oaktree Holdings, LLC, as managing member of OCM Holdings ("OHL" and together with OCGH GP, OCG, OHI, Capital Management, Holdings III-A, POF II, POF III, Fund III GP, Oaktree GP, Oaktree LP, and OCM Holdings, collectively the "Reporting Persons"). Following the Sale, POF II has an indirect beneficial interest in 3,477,425 shares of Common Stock of the Issuer, which is less than 10% of the outstanding shares of Common Stock of the Issuer, and POF III and Fund III GP have an indirect beneficial interest in 5,917,502 shares of Common Stock of the Issuer,
- [F4]which is less than 10% of the outstanding shares of Common Stock of the Issuer. Each of the other Reporting Person may be deemed to have a beneficial interest in an aggregate of 9,394,927 shares of Common Stock that are directly owned by Oaktree Entities. Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person disclaims beneficial ownership of all shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any shares covered by this Form 4.
- [F5]OCGH GP is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, David M. Kirchheimer, Sheldon M. Stone, Larry W. Keele, Stephen A. Kaplan and Kevin L. Clayton (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH GP Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.
Documents
Issuer
Spirit Airlines, Inc.
CIK 0001498710
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001049809
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 8:41 PM ET
- Size
- 117.5 KB