4//SEC Filing
Flemming John D 4
Accession 0001104659-12-043959
CIK 0001387632other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 6:30 PM ET
Size
8.6 KB
Accession
0001104659-12-043959
Insider Transaction Report
Form 4
Flemming John D
Director
Transactions
- Award
Common Stock
2012-05-31+7,442,276→ 9,167,276 total(indirect: By Partnership) - Award
Stock option (right to buy Common Stock)
2012-05-31+24,108→ 24,108 total(indirect: By Partnership)Exercise: $5.55From: 2009-03-09Exp: 2019-03-09→ Common Stock (24,108 underlying)
Footnotes (4)
- [F1]Received in exchange for an aggregate of 4,136,667 shares of Professional Business Bank common stock in connection with the merger of Professional Business Bank with and into a wholly-owned subsidiary of Manhattan Bancorp, based on an exchange ratio of 1.7991 shares of Manhattan Bancorp common stock for each whole share of Professional Business Bank common stock.
- [F2]All such shares are held by Carpenter Community BancFund, L.P., Carpenter Community BancFund-A, L.P. and Carpenter Community BancFund-CA, L.P., of which Carpenter Fund Manager GP, LLC is the General Partner. Mr. Flemming is a Managing Member of Carpenter Fund Manager GP, LLC and disclaims beneficial ownership of all such shares, except to the extent that Mr. Flemming has a pecuniary interest in the General Partner.
- [F3]Received in exchange for stock options to acquire shares of Professional Business Bank common stock at $10.00 per share in connection with the merger of Professional Business Bank with and into a wholly-owned subsidiary of Manhattan Bancorp, based on an exchange ratio of 1.7991 shares of Manhattan Bancorp common stock for each whole share of Professional Business Bank common stock.
- [F4]All such stock options are held by Carpenter Community BancFund-A, L.P, of which Carpenter Fund Manager GP, LLC is the General Partner. Mr. Flemming is a Managing Member of Carpenter Fund Manager GP, LLC and disclaims beneficial ownership of all such stock options, except to the extent that Mr. Flemming has a pecuniary interest in the General Partner.
Documents
Issuer
Manhattan Bancorp
CIK 0001387632
Entity typeother
Related Parties
1- filerCIK 0001501018
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 6:30 PM ET
- Size
- 8.6 KB