VIVUS INC 4

Accession 0001104659-12-044218

CIK 0000881524operating

View on SEC.gov Company Profile

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 9:24 PM ET

Size

80.9 KB

Accession

0001104659-12-044218

Insider Transaction Report

Form 4

Period: 2012-06-14

VIVUS INCVVUS

TAM PETER Y

DirectorPresident

Transactions

Sale
Common Stock
2012-06-14$25.28/sh−14,974$378,615→ 97,629 total
Sale
Common Stock
2012-06-14$25.28/sh−13,841$349,967→ 97,629 total
Exercise/Conversion
Common Stock
2012-06-14$3.13/sh+25,520$79,878→ 123,149 total
Sale
Common Stock
2012-06-14$25.28/sh−20,000$505,696→ 97,629 total
Sale
Common Stock
2012-06-14$25.28/sh−25,520$645,268→ 97,629 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-06-14−21,250→ 0 total
Exercise: $3.49Exp: 2012-10-25→ Common Stock (21,250 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-06-14−4,102→ 0 total
Exercise: $3.73Exp: 2015-08-23→ Common Stock (4,102 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-06-14−25,520→ 0 total
Exercise: $3.13Exp: 2016-01-30→ Common Stock (25,520 underlying)
Sale
Common Stock
2012-06-14$25.28/sh−8,750$221,242→ 97,629 total
Exercise/Conversion
Common Stock
2012-06-14$4.00/sh+8,783$35,132→ 106,412 total
Sale
Common Stock
2012-06-14$25.28/sh−15,822$400,056→ 97,629 total
Sale
Common Stock
2012-06-14$25.28/sh−9,480$239,700→ 97,629 total
Exercise/Conversion
Common Stock
2012-06-14$3.49/sh+8,750$30,538→ 106,379 total
Sale
Common Stock
2012-06-14$25.28/sh−20,026$506,353→ 97,629 total
Exercise/Conversion
Common Stock
2012-06-14$4.53/sh+15,822$71,674→ 113,451 total
Sale
Common Stock
2012-06-14$25.28/sh−17,467$441,650→ 97,629 total
Exercise/Conversion
Common Stock
2012-06-14$4.58/sh+14,974$68,581→ 112,603 total
Exercise/Conversion
Common Stock
2012-06-14$4.53/sh+19,178$86,876→ 116,807 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-06-14−20,026→ 0 total
Exercise: $4.58Exp: 2014-01-26→ Common Stock (20,026 underlying)
Exercise/Conversion
Common Stock
2012-06-14$4.00/sh+17,467$69,868→ 115,096 total
Sale
Common Stock
2012-06-14$25.28/sh−21,159$535,001→ 97,629 total
Exercise/Conversion
Common Stock
2012-06-14$3.73/sh+20,000$74,600→ 117,629 total
Sale
Common Stock
2012-06-14$25.28/sh−8,783$222,076→ 97,629 total
Exercise/Conversion
Common Stock
2012-06-14$4.15/sh+13,841$57,440→ 111,470 total
Exercise/Conversion
Common Stock
2012-06-14$4.15/sh+21,159$87,810→ 118,788 total
Exercise/Conversion
Common Stock
2012-06-14$3.73/sh+4,102$15,300→ 101,731 total
Exercise/Conversion
Common Stock
2012-06-14$3.73/sh+15,898$59,300→ 113,527 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-06-14−9,480→ 0 total
Exercise: $3.13Exp: 2016-01-30→ Common Stock (9,480 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-06-14−8,783→ 0 total
Exercise: $4.00Exp: 2013-01-20→ Common Stock (8,783 underlying)
Sale
Common Stock
2012-06-14$25.28/sh−21,250$537,302→ 97,629 total
Sale
Common Stock
2012-06-14$25.28/sh−19,178$484,912→ 97,629 total
Sale
Common Stock
2012-06-14$25.28/sh−4,102$103,718→ 97,629 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-06-14−15,898→ 40,000 total
Exercise: $3.73Exp: 2015-08-23→ Common Stock (15,898 underlying)
Exercise/Conversion
Common Stock
2012-06-14$3.49/sh+21,250$74,163→ 118,879 total
Exercise/Conversion
Common Stock
2012-06-14$4.58/sh+20,026$91,719→ 117,655 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-06-14−17,467→ 0 total
Exercise: $4.00Exp: 2013-01-20→ Common Stock (17,467 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-06-14−13,841→ 0 total
Exercise: $4.15Exp: 2015-01-24→ Common Stock (13,841 underlying)
Sale
Common Stock
2012-06-14$25.28/sh−15,898$401,978→ 97,629 total
Exercise/Conversion
Common Stock
2012-06-14$3.13/sh+9,480$29,672→ 107,109 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-06-14−8,750→ 0 total
Exercise: $3.49Exp: 2012-10-25→ Common Stock (8,750 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-06-14−21,159→ 0 total
Exercise: $4.15Exp: 2015-01-24→ Common Stock (21,159 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-06-14−14,974→ 0 total
Exercise: $4.58Exp: 2014-01-26→ Common Stock (14,974 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-06-14−20,000→ 4,102 total
Exercise: $3.73Exp: 2015-08-23→ Common Stock (20,000 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2012-06-14−15,822→ 0 total
Exercise: $4.53Exp: 2014-07-19→ Common Stock (15,822 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-06-14−19,178→ 0 total
Exercise: $4.53Exp: 2014-07-19→ Common Stock (19,178 underlying)

Footnotes (4)

[F1]Includes 1,408 shares acquired under the VIVUS, Inc. Employee Stock Purchase Plan on May 14, 2012
[F2]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2011, as amended.
[F3]The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.71 to $25.73 per share. Upon request by the Commission staff, the Issuer, or a sercurity holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
[F4]This option is fully vested and immediately exercisable.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

VIVUS INC

CIK 0000881524

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000881524

Filing Metadata

Form type: 4
Filed: Jun 17, 8:00 PM ET
Accepted: Jun 18, 9:24 PM ET
Size: 80.9 KB

View on SEC.gov