4//SEC Filing
Isely Heather 4
Accession 0001104659-12-052877
CIK 0001547459other
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 9:09 PM ET
Size
19.3 KB
Accession
0001104659-12-052877
Insider Transaction Report
Form 4
Isely Heather
DirectorExec. VP & Corp. SecretaryOther
Transactions
- Award
Common Stock
2012-07-27+1,581,271→ 1,581,271 total - Other
Common Stock
2012-07-27+103,745→ 103,745 total(indirect: By Children) - Other
Common Stock
2012-07-27+71,772→ 71,772 total(indirect: By LLC) - Other
Common Stock
2012-07-27+616,254→ 616,254 total(indirect: By LLC) - Sale
Common Stock
2012-07-30$15.00/sh−55,950$839,250→ 571,850 total(indirect: By LLC) - Sale
Common Stock
2012-07-30$15.00/sh−650,251$9,753,765→ 931,020 total - Other
Common Stock
2012-07-27+103,745→ 103,745 total(indirect: By Children) - Other
Common Stock
2012-07-27+572,097→ 572,097 total(indirect: By LLC) - Other
Common Stock
2012-07-27+627,800→ 627,800 total(indirect: By LLC)
Footnotes (4)
- [F1]Shares were acquired by the direct beneficial owner in a redomestication, holding company reorganization exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-7 promulgated thereunder. In connection with, and immediately prior to the completion of, the issuer's initial public offering, the then existing shareholders of Vitamin Cottage Natural Food Markets, Inc. (now the issuer's wholly-owned subsidiary and operating company) exchanged their shares of capital stock in the operating company for a ratable percentage of shares of common stock of the issuer.
- [F2]Reporting Person has no investment power over these shares and disclaims beneficial ownership of these shares.
- [F3]Reporting Person is a beneficiary through a member trust, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.
- [F4]Reporting Person is a beneficiary through a member trust and disclaims beneficial ownership except to the extent of her pecuniary interest therein.
Documents
Issuer
Natural Grocers by Vitamin Cottage, Inc.
CIK 0001547459
Entity typeother
Related Parties
1- filerCIK 0001552663
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 9:09 PM ET
- Size
- 19.3 KB