Isely Elizabeth 4
4 · Natural Grocers by Vitamin Cottage, Inc. · Filed Jul 31, 2012
Insider Transaction Report
Form 4
Isely Elizabeth
DirectorExec. Vice PresidentOther
Transactions
- Award
Common Stock
2012-07-27+1,894,727→ 1,894,727 total - Sale
Common Stock
2012-07-30$15.00/sh−640,421$9,606,315→ 1,254,306 total - Other
Common Stock
2012-07-27+71,772→ 71,772 total(indirect: By LLC) - Other
Common Stock
2012-07-27+572,097→ 572,097 total(indirect: By LLC) - Other
Common Stock
2012-07-27+201,856→ 201,856 total(indirect: By LLC) - Other
Common Stock
2012-07-27+616,254→ 616,254 total(indirect: By LLC) - Other
Common Stock
2012-07-27+478,788→ 478,788 total(indirect: By LLC) - Other
Common Stock
2012-07-27+627,800→ 627,800 total(indirect: By LLC) - Sale
Common Stock
2012-07-30$15.00/sh−55,950$839,250→ 571,850 total(indirect: By LLC)
Footnotes (2)
- [F1]Shares were acquired by the direct beneficial owner in a redomestication, holding company reorganization exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-7 promulgated thereunder. In connection with, and immediately prior to the completion of, the issuer's initial public offering, the then existing shareholders of Vitamin Cottage Natural Food Markets, Inc. (now the issuer's wholly-owned subsidiary and operating company) exchanged their shares of capital stock in the operating company for a ratable percentage of shares of common stock of the issuer.
- [F2]Reporting Person is a beneficiary through a member trust, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.