Isely Lucas 4
4 · Natural Grocers by Vitamin Cottage, Inc. · Filed Jul 31, 2012
Insider Transaction Report
Form 4
Isely Lucas
Other
Transactions
- Other
Common Stock
2012-07-27+51,872→ 51,872 total - Sale
Common Stock
2012-07-30$15.00/sh−37,119$556,785→ 91,338 total(indirect: By Trust) - Other
Common Stock
2012-07-27+295,249→ 295,249 total(indirect: By LLC) - Sale
Common Stock
2012-07-30$15.00/sh−166,161$2,492,415→ 1,037,939 total(indirect: By LLC) - Other
Common Stock
2012-07-27+627,800→ 627,800 total(indirect: By LLC) - Other
Common Stock
2012-07-27+37,717→ 37,717 total(indirect: By LLC) - Sale
Common Stock
2012-07-30$15.00/sh−55,950$839,250→ 571,850 total(indirect: By LLC) - Other
Common Stock
2012-07-27+129,057→ 129,057 total(indirect: By Trust) - Other
Common Stock
2012-07-27+1,204,100→ 1,204,100 total(indirect: By LLC)
Footnotes (3)
- [F1]Shares were acquired by the direct beneficial owner in a redomestication, holding company reorganization exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-7 promulgated thereunder. In connection with, and immediately prior to the completion of, the issuer's initial public offering, the then existing shareholders of Vitamin Cottage Natural Food Markets, Inc. (now the issuer's wholly-owned subsidiary and operating company) exchanged their shares of capital stock in the operating company for a ratable percentage of shares of common stock of the issuer.
- [F2]Reporting person is a beneficiary, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F3]Reporting person is a beneficiary through a member trust, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.