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4//SEC Filing

Weisberg Philip Zev 4

Accession 0001104659-12-058955

CIK 0001529979other

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 5:19 PM ET

Size

13.9 KB

Accession

0001104659-12-058955

Insider Transaction Report

Form 4
Period: 2012-08-15
Weisberg Philip Zev
DirectorChief Executive Officer
Transactions
  • Other

    Employee Stock Option (right to buy)

    2012-08-20622,563175,000 total
    Exercise: $11.17Exp: 2020-12-31Common Stock (622,563 underlying)
  • Other

    Employee Stock Option (right to buy)

    2012-08-20175,0000 total
    Exercise: $13.25Exp: 2020-12-27Common Stock (175,000 underlying)
  • Gift

    Common Stock

    2012-08-1518,0001,027,714 total
  • Disposition from Tender

    Common Stock

    2012-08-20$22.00/sh1,027,714$22,609,7080 total
  • Other

    Employee Stock Option (right to buy)

    2012-08-20965,432797,563 total
    Exercise: $10.70Exp: 2016-11-08Common Stock (965,432 underlying)
Footnotes (3)
  • [F1]These options, which provided for vesting in four equal annual installments beginning on September 30, 2007, were cancelled in the merger in exchange for a cash payment of $10,909,382, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the terms of the Agreement and Plan of Merger, dated July 8, 2012, among Fx Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of section 9.13 thereof, Thomson Reuters Corporation.
  • [F2]These options, which provided for vesting in three equal annual installments beginning on December 31, 2012, were cancelled in the merger in exchange for a cash payment of $6,742,357, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the terms of the Agreement and Plan of Merger, dated July 8, 2012, among Fx Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of section 9.13 thereof, Thomson Reuters Corporation.
  • [F3]These options, which vested on December 31, 2011, were cancelled in the merger in exchange for a cash payment of $1,531,250 representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the terms of the Agreement and Plan of Merger, dated July 8, 2012, among Fx Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of section 9.13 thereof, Thomson Reuters Corporation.

Documents

1 file

Issuer

FX Alliance Inc.

CIK 0001529979

Entity typeother

Related Parties

1
  • filerCIK 0001541433

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 5:19 PM ET
Size
13.9 KB