Putnam Gerald D. Jr. 4
4 · FX Alliance Inc. · Filed Aug 20, 2012
Insider Transaction Report
Form 4
Putnam Gerald D. Jr.
Director
Transactions
- Other
Director Stock Option (right to buy)
2012-08-20−27,689→ 70,050 totalExercise: $12.50Exp: 2018-07-23→ Common Stock (27,689 underlying) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−130,000$2,860,000→ 4,167 total(indirect: By LLC) - Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total - Other
Director Stock Option (right to buy)
2012-08-20−70,050→ 0 totalExercise: $14.82Exp: 2018-07-23→ Common Stock (70,050 underlying)
Footnotes (4)
- [F1]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]Shares were cancelled pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation, and converted into the right to receive $22.00 per share.
- [F3]These options, which vested on July 23, 2012, were cancelled in the merger in exchange for a cash payment of $263,046, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
- [F4]These options, which provided for vesting in three equal annual installments beginning on July 23, 2009, were cancelled in the merger in exchange for a cash payment of $502,959, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.