Sullivan James F.X. 4

4 · FX Alliance Inc. · Filed Aug 20, 2012

Insider Transaction Report

Form 4

Period: 2012-08-20

FX Alliance Inc.FX

Sullivan James F.X.

General Counsel

Transactions

Other
Employee Stock Option (right to buy)
2012-08-20−25,000→ 31,250 total
Exercise: $12.00Exp: 2022-02-09→ Common Stock (25,000 underlying)
Disposition from Tender
Common Stock
2012-08-20$22.00/sh−100$2,200→ 0 total
Other
Employee Stock Option (right to buy)
2012-08-20−7,411→ 144,555 total
Exercise: $9.85Exp: 2018-12-19→ Common Stock (7,411 underlying)
Other
Employee Stock Option (right to buy)
2012-08-20−20,000→ 109,733 total
Exercise: $10.70Exp: 2016-12-15→ Common Stock (20,000 underlying)
Other
Employee Stock Option (right to buy)
2012-08-20−22,233→ 87,500 total
Exercise: $11.17Exp: 2020-12-31→ Common Stock (22,233 underlying)
Other
Employee Stock Option (right to buy)
2012-08-20−6,250→ 25,000 total
Exercise: $13.25Exp: 2020-12-31→ Common Stock (6,250 underlying)
Other
Employee Stock Option (right to buy)
2012-08-20−14,822→ 129,733 total
Exercise: $9.87Exp: 2019-12-18→ Common Stock (14,822 underlying)
Other
Employee Stock Option (right to buy)
2012-08-20−12,500→ 56,250 total
Exercise: $11.71Exp: 2019-12-18→ Common Stock (12,500 underlying)
Other
Employee Stock Option (right to buy)
2012-08-20−18,750→ 68,750 total
Exercise: $11.68Exp: 2018-12-19→ Common Stock (18,750 underlying)

Footnotes (9)

[F1]These options, scheduled to vest on December 31, 2012, were cancelled in the merger in exchange for a cash payment of $90,044 representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
[F2]These options, which provided for vesting in two equal annual installments beginning on December 31, 2012, were cancelled in the merger in exchange for a cash payment of $179,791, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
[F3]These options, which provided for vesting in four equal annual installments beginning on December 31, 2007, were cancelled in the merger in exchange for a cash payment of $226,000, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
[F4]These options, which provided for vesting in three equal annual installments beginning on December 31, 2012, were cancelled in the merger in exchange for a cash payment of $240,783, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
[F5]These options, which provided for vesting in three equal annual installments beginning on December 31, 2009, were cancelled in the merger in exchange for a cash payment of $193,500, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
[F6]These options, which provided for vesting in two equal annual installments beginning on December 31, 2010, were cancelled in the merger in exchange for a cash payment of $128,625, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
[F7]These options, which provided for vesting in four equal annual installments beginning on December 31, 2012, were cancelled in the merger in exchange for a cash payment of $250,000, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
[F8]These options, which vested on December 31, 2011, were cancelled in the merger in exchange for a cash payment of $54,688, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.
[F9]These options, which provided for vesting in four equal annual installments beginning on December 31, 2008, were cancelled in the merger in exchange for a cash payment of $202,500, representing the difference between the exercise price of the option and the merger consideration of $22.00 per share, pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and, solely for purposes of Section 9.13 thereof, Thomson Reuters Corporation.

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