Stoffer Trevor 4
4 · Homeland Security Capital CORP · Filed Aug 29, 2012
Insider Transaction Report
Form 4
Stoffer Trevor
DirectorChief Operating Officer
Transactions
- Award
Common Stock
2012-08-28+170,931→ 170,931 total - Disposition to Issuer
Series H Preferred Stock
2012-08-28$0.01/sh−157$2→ 0 totalExercise: $0.00From: 2012-06-13→ Common Stock (10,467 underlying) - Award
Series J Preferred Stock
2012-08-28+303,809→ 303,809 totalExercise: $0.32From: 2012-08-28→ Common Stock (998,974 underlying)
Footnotes (3)
- [F1]Mr. Stoffer has exchanged his shares of Series H Preferred Stock, for 303,809 shares of Series J Preferred Stock pursuant to an Exchange Agreement, entered into on August 28, 2012 by and among Timios National Corporation, YA Global Investments, L.P., C. Thomas McMillen, Michael T. Brigante, FFZ Family Trust, Trevor Stoffer, Raymond Davison, Leonard Splane, Timothy Splane, Yutaka Sarumara and Ross English.
- [F2]No expiration date.
- [F3]The Company effected a 1-for-500 reverse stock split on August 28, 2012. This number reflects the number of shares on a post-split basis.