KAPLAN ZEV E 4
4 · Homeland Security Capital CORP · Filed Aug 29, 2012
Insider Transaction Report
Form 4
KAPLAN ZEV E
Director
Transactions
- Disposition to Issuer
Series H Preferred Stock
2012-08-28$0.01/sh−57$1→ 0 total(indirect: By Trust)Exercise: $0.00From: 2012-06-13→ Common Stock (3,801 underlying) - Award
Series J Preferred Stock
2012-08-28+23,810→ 23,810 total(indirect: By Trust)Exercise: $0.32From: 2012-08-28→ Common Stock (78,290 underlying)
Footnotes (3)
- [F1]FFZ Family Trust has exchanged its shares of Series H Preferred Stock, for 23,810 shares of Series J Preferred Stock pursuant to an Exchange Agreement, entered into on August 28, 2012 by and among Timios National Corporation, YA Global Investments, L.P., C. Thomas McMillen, Michael T. Brigante, FFZ Family Trust, Trevor Stoffer, Raymond Davison, Leonard Splane, Timothy Splane, Yutaka Sarumara and Ross English.
- [F2]No expiration date.
- [F3]The Company effected a 1-for-500 reverse stock split on August 28, 2012. This number reflects the number of shares on a post-split basis.