4//SEC Filing
KAPLAN ZEV E 4
Accession 0001104659-12-060689
CIK 0001006459other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 5:11 PM ET
Size
8.3 KB
Accession
0001104659-12-060689
Insider Transaction Report
Form 4
KAPLAN ZEV E
Director
Transactions
- Disposition to Issuer
Series H Preferred Stock
2012-08-28$0.01/sh−57$1→ 0 total(indirect: By Trust)Exercise: $0.00From: 2012-06-13→ Common Stock (3,801 underlying) - Award
Series J Preferred Stock
2012-08-28+23,810→ 23,810 total(indirect: By Trust)Exercise: $0.32From: 2012-08-28→ Common Stock (78,290 underlying)
Footnotes (3)
- [F1]FFZ Family Trust has exchanged its shares of Series H Preferred Stock, for 23,810 shares of Series J Preferred Stock pursuant to an Exchange Agreement, entered into on August 28, 2012 by and among Timios National Corporation, YA Global Investments, L.P., C. Thomas McMillen, Michael T. Brigante, FFZ Family Trust, Trevor Stoffer, Raymond Davison, Leonard Splane, Timothy Splane, Yutaka Sarumara and Ross English.
- [F2]No expiration date.
- [F3]The Company effected a 1-for-500 reverse stock split on August 28, 2012. This number reflects the number of shares on a post-split basis.
Documents
Issuer
Homeland Security Capital CORP
CIK 0001006459
Entity typeother
Related Parties
1- filerCIK 0001348776
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 5:11 PM ET
- Size
- 8.3 KB