BRIGANTE MICHAEL THOMAS 4
4 · Homeland Security Capital CORP · Filed Aug 29, 2012
Insider Transaction Report
Form 4
BRIGANTE MICHAEL THOMAS
Chief Financial Officer
Transactions
- Award
Common Stock
2012-08-28+439,822→ 439,822 total - Disposition to Issuer
Series H Preferred Stock
2012-08-28$0.01/sh−23$0→ 0 totalExercise: $0.00From: 2012-06-13→ Common Stock (1,534 underlying) - Award
Series J Preferred Stock
2012-08-28+9,548→ 9,548 totalExercise: $0.32From: 2012-08-28→ Common Stock (31,395 underlying)
Footnotes (3)
- [F1]Mr. Brigante has exchanged his shares of Series H Preferred Stock, for 9,548 shares of Series J Preferred Stock pursuant to an Exchange Agreement, entered into on August 28, 2012 by and among Timios National Corporation, YA Global Investments, L.P., C. Thomas McMillen, Michael T. Brigante, FFZ Family Trust, Trevor Stoffer, Raymond Davison, Leonard Splane, Timothy Splane, Yutaka Sarumara and Ross English.
- [F2]No expiration date.
- [F3]The Company effected a 1-for-500 reverse stock split on August 28, 2012. This number reflects the number of shares on a post-split basis.