4//SEC Filing
McCarthy Jeffrey P 4
Accession 0001104659-12-062819
CIK 0001167178other
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 4:02 PM ET
Size
57.6 KB
Accession
0001104659-12-062819
Insider Transaction Report
Form 4
McCarthy Jeffrey P
Director
Transactions
- Sale
Common Stock, $0.001 par value
2012-09-05$0.22/sh−278,884$61,633→ 1,305,207 total(indirect: By North Bridge Venture Partners IV-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-06$0.20/sh−348,762$70,380→ 956,445 total(indirect: By North Bridge Venture Partners IV-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-06$0.20/sh−165,557$33,409→ 454,021 total(indirect: By North Bridge Venture Partners IV-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-29$0.28/sh−141,976$40,037→ 1,574,083 total(indirect: By North Bridge Venture Partners V-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-30$0.26/sh−329,280$85,843→ 1,244,803 total(indirect: By North Bridge Venture Partners V-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-31$0.26/sh−65,733$17,097→ 785,060 total(indirect: By North Bridge Venture Partners IV-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-06$0.20/sh−242,227$48,881→ 664,285 total(indirect: By North Bridge Venture Partners V-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-29$0.28/sh−289,557$81,655→ 3,210,311 total(indirect: By North Bridge Venture Partners V-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-31$0.26/sh−96,173$25,015→ 1,148,630 total(indirect: By North Bridge Venture Partners V-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-29$0.28/sh−204,419$57,646→ 2,266,387 total(indirect: By North Bridge Venture Partners IV-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-05$0.22/sh−132,386$29,257→ 619,578 total(indirect: By North Bridge Venture Partners IV-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-29$0.28/sh−97,037$27,364→ 1,075,849 total(indirect: By North Bridge Venture Partners IV-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-30$0.26/sh−671,561$175,076→ 2,538,750 total(indirect: By North Bridge Venture Partners V-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-31$0.26/sh−138,472$36,017→ 1,653,812 total(indirect: By North Bridge Venture Partners IV-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-31$0.26/sh−196,144$51,017→ 2,342,606 total(indirect: By North Bridge Venture Partners V-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-04$0.26/sh−33,096$8,605→ 751,964 total(indirect: By North Bridge Venture Partners IV-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-04$0.26/sh−48,424$12,590→ 1,100,206 total(indirect: By North Bridge Venture Partners V-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-05$0.22/sh−193,694$42,806→ 906,512 total(indirect: By North Bridge Venture Partners V-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-30$0.26/sh−474,103$123,599→ 1,792,284 total(indirect: By North Bridge Venture Partners IV-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-08-30$0.26/sh−225,056$58,672→ 850,793 total(indirect: By North Bridge Venture Partners IV-B, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-04$0.26/sh−69,721$18,127→ 1,584,091 total(indirect: By North Bridge Venture Partners IV-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-04$0.26/sh−98,759$25,677→ 2,243,847 total(indirect: By North Bridge Venture Partners V-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-05$0.22/sh−395,036$87,303→ 1,848,811 total(indirect: By North Bridge Venture Partners V-A, L.P.) - Sale
Common Stock, $0.001 par value
2012-09-06$0.20/sh−494,018$99,693→ 1,354,793 total(indirect: By North Bridge Venture Partners V-A, L.P.)
Holdings
- 10,000
Common Stock, $0.001 par value
Footnotes (7)
- [F1]Includes 7,500 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
- [F2]The transaction was executed in multiple trades in prices ranging from $0.2800 to $0.2916, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F3]The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F4]The transaction was executed in multiple trades in prices ranging from $0.2600 to $0.2657, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F5]The transaction was executed in multiple trades in prices ranging from $0.2600 to $0.2625, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F6]The transaction was executed in multiple trades in prices ranging from $0.2200 to $0.2250, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F7]The transaction was executed in multiple trades in prices ranging from $0.2000 to $0.2106, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
A123 SYSTEMS, INC.
CIK 0001167178
Entity typeother
Related Parties
1- filerCIK 0001472755
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 4:02 PM ET
- Size
- 57.6 KB