Lee Tommy Marvin 4
4 · Wesco Aircraft Holdings, Inc · Filed Sep 26, 2012
Insider Transaction Report
Form 4
Lee Tommy Marvin
Exec. VP
Transactions
- Exercise/Conversion
Stock Options
2012-09-24−404→ 264,679 totalExercise: $4.13Exp: 2017-05-17→ Common Stock (404 underlying) - Exercise/Conversion
Common Stock
2012-09-25$4.13/sh+7,966$32,900→ 830,315 total - Sale
Common Stock
2012-09-25$15.02/sh−7,966$119,649→ 822,349 total - Exercise/Conversion
Common Stock
2012-09-24$4.13/sh+404$1,669→ 822,753 total - Sale
Common Stock
2012-09-24$15.00/sh−404$6,060→ 822,349 total - Exercise/Conversion
Stock Options
2012-09-25−7,966→ 256,713 totalExercise: $4.13Exp: 2017-05-17→ Common Stock (7,966 underlying)
Holdings
- 3,223(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Includes 818,749 fully vested restricted stock units that were previously erroneously reported as indirectly held by the Lee Living Trust. These 818,749 fully vested restricted stock units are held directly by the reporting person. The shares of the common stock underlying the restricted stock units will be distributed to the reporting person on or about September 28, 2012, or, if earlier, upon a change of control of the Company.
- [F2]Also includes 3,600 shares of common stock awarded pursuant to the Wesco Aircraft Holdings, Inc. 2011 Equity Incentive Award Plan. 1,800 of these shares will vest in three equal installments on September 30, 2012, 2013 and 2014. The vesting of the remaining 1,800 shares is subject to the Company's achievement of certain financial performance objectives during the year ended September 30, 2012. If these performance objectives are not achieved, these 1,800 shares will be forfeited. If these performance objectives are achieved, the 1,800 shares will also vest in three equal installments on September 30, 2012, 2013 and 2014.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $15.00 to $15.01. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3.
- [F4]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $15.00 to $15.07. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 4.
- [F5]The options became fully exercisable on October 13, 2011.