PENN TREATY AMERICAN CORP 3
3 · PENN TREATY AMERICAN CORP · Filed Oct 22, 2012
Insider Transaction Report
Form 3
HINDES GARY E
Director
Holdings
- 545,130
Common Stock
- 1,164,295(indirect: Held by The Fallen Angels Fund, LP for which Hindes Interests is the General Partner.)
Common Stock
- 609,356(indirect: Held by Delaware Bay Corporate Recovery Partners, LP, for which Delaware Bay is the general partner.)
Common Stock
Footnotes (2)
- [F1]Includes 514,130 shares held by Gary E. Hindes Individual Retirement Account, and 31,000 shares held by the Gary E. Hindes Money Purchase TTEE UAD (10/14/00).
- [F2]Mr. Hindes is the Managing Member of The Delaware Bay Company, LLC and Hindes Interests, LLC, which are the respective General Partners of Delaware Bay Corporate Recovery Partners, LP and Fallen Angels Fund, LP and has the power to vote and dispose of the above shares. Mr. Hindes may be deemed to indirectly and beneficially own shares held by Delaware Bay Corporate Recovery Partners LP and Fallen Angels Fund LP. Mr. Hindes disclaims beneficial ownership of the shares directly beneficially owned by Delaware Bay Corporate Recovery Partners LP and Fallen Angels Fund LP, except to the indirect interest by virtue of Mr. Hindes being the Managing Member of Delaware Bay Corporate Recovery Partners LP and Fallen Angels Fund LP, the respective General Partners, and the direct interest to the extent of Mr. Hindes' limited partnership interests in those entities.