4//SEC Filing
Manhattan Bancorp 4
Accession 0001104659-12-079225
CIK 0001387632operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 3:03 PM ET
Size
10.8 KB
Accession
0001104659-12-079225
Insider Transaction Report
Form 4
Carpenter Community BancFund-A, L.P.
10% Owner
Transactions
- Award
Common Stock
2012-11-09+163,664→ 8,764,978 total - Award
Common Stock
2012-11-09+169,424→ 9,336,700 total
Holdings
- 24,108
Stock option (right to buy Common Stock)
Exercise: $5.55From: 2009-03-09Exp: 2019-03-09→ Common Stock (24,108 underlying)
Carpenter Fund Manager GP, LLC
10% Owner
Transactions
- Award
Common Stock
2012-11-09+169,424→ 9,336,700 total - Award
Common Stock
2012-11-09+163,664→ 8,764,978 total
Holdings
- 24,108
Stock option (right to buy Common Stock)
Exercise: $5.55From: 2009-03-09Exp: 2019-03-09→ Common Stock (24,108 underlying)
Footnotes (3)
- [F1]Pursuant to and in accordance with the terms of that certain Credit Agreement dated July 25, 2011, as amended, Carpenter Community Bancfund, L.P. and Carpenter Community Bancfund-A, L.P. converted $716,667 of the outstanding balance of the loans outstanding under the credit agreement into an aggregate of 169,424 shares of the issuer's common stock. In connection therewith, Carpenter Community Bancfund-A, L.P., of which, Carpenter Fund Manager GP, LLC is the General Partner, acquired 163,664 of such shares.
- [F2]All such shares and stock options are held by Carpenter Community BancFund, L.P., Carpenter Community BancFund-A, L.P. and Carpenter Community BancFund-CA, L.P., of which Carpenter Fund Manager GP, LLC is the General Partner. Carpenter Fund Manager GP, LLC disclaims beneficial ownership of all such shares, except to the extent of its pecuniary interest therein.
- [F3]All such shares are held by Carpenter Community BancFund-A, L.P., of which Carpenter Fund Manager GP, LLC is the General Partner. Carpenter Fund Manager GP, LLC disclaims beneficial ownership of all such shares and stock options, except to the extent that it has a pecuniary interest therein.
Documents
Issuer
Manhattan Bancorp
CIK 0001387632
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001387632
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 3:03 PM ET
- Size
- 10.8 KB