Manhattan Bancorp 4
4 · Manhattan Bancorp · Filed Nov 20, 2012
Insider Transaction Report
Form 4
Carpenter Fund Manager GP, LLC
10% Owner
Transactions
- Award
Common Stock
2012-11-09+169,424→ 9,336,700 total - Award
Common Stock
2012-11-09+163,664→ 8,764,978 total
Holdings
- 24,108
Stock option (right to buy Common Stock)
Exercise: $5.55From: 2009-03-09Exp: 2019-03-09→ Common Stock (24,108 underlying)
Footnotes (3)
- [F1]Pursuant to and in accordance with the terms of that certain Credit Agreement dated July 25, 2011, as amended, Carpenter Community Bancfund, L.P. and Carpenter Community Bancfund-A, L.P. converted $716,667 of the outstanding balance of the loans outstanding under the credit agreement into an aggregate of 169,424 shares of the issuer's common stock. In connection therewith, Carpenter Community Bancfund-A, L.P., of which, Carpenter Fund Manager GP, LLC is the General Partner, acquired 163,664 of such shares.
- [F2]All such shares and stock options are held by Carpenter Community BancFund, L.P., Carpenter Community BancFund-A, L.P. and Carpenter Community BancFund-CA, L.P., of which Carpenter Fund Manager GP, LLC is the General Partner. Carpenter Fund Manager GP, LLC disclaims beneficial ownership of all such shares, except to the extent of its pecuniary interest therein.
- [F3]All such shares are held by Carpenter Community BancFund-A, L.P., of which Carpenter Fund Manager GP, LLC is the General Partner. Carpenter Fund Manager GP, LLC disclaims beneficial ownership of all such shares and stock options, except to the extent that it has a pecuniary interest therein.