4//SEC Filing
Flemming John D 4
Accession 0001104659-12-079230
CIK 0001387632other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 3:08 PM ET
Size
7.2 KB
Accession
0001104659-12-079230
Insider Transaction Report
Form 4
Flemming John D
Director
Transactions
- Award
Common Stock
2012-11-09+169,424→ 9,336,700 total(indirect: By Partnership)
Holdings
- 24,108(indirect: By Partnership)
Stock option (right to buy Common Stock)
Exercise: $5.55From: 2009-03-09Exp: 2019-03-09→ Common Stock (24,108 underlying)
Footnotes (3)
- [F1]Pursuant to and in accordance with the terms of that certain Credit Agreement dated July 25, 2011, as amended, Carpenter Community Bancfund, L.P. and Carpenter Community Bancfund-A, L.P. converted $716,667 of the outstanding balance of the loans outstanding under the credit agreement into an aggregate of 169,424 shares of the issuer's common stock.
- [F2]All such shares are held by Carpenter Community BancFund, L.P., Carpenter Community BancFund-A, L.P. and Carpenter Community BancFund-CA, L.P., of which Carpenter Fund Manager GP, LLC is the General Partner. Mr. Flemming is a Managing Member of Carpenter Fund Manager GP, LLC and disclaims beneficial ownership of all such shares, except to the extent that Mr. Flemming has a pecuniary interest in the General Partner.
- [F3]All such stock options are held by Carpenter Community BancFund-A, L.P, of which Carpenter Fund Manager GP, LLC is the General Partner. Mr. Flemming is a Managing Member of Carpenter Fund Manager GP, LLC and disclaims beneficial ownership of all such stock options, except to the extent that Mr. Flemming has a pecuniary interest in the General Partner.
Documents
Issuer
Manhattan Bancorp
CIK 0001387632
Entity typeother
Related Parties
1- filerCIK 0001501018
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 3:08 PM ET
- Size
- 7.2 KB