Rockwood Holdings, Inc. 4
Accession 0001104659-12-079644
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 5:12 PM ET
Size
31.2 KB
Accession
0001104659-12-079644
Insider Transaction Report
- Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−1,739,923$74,242,514→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−5,011,109$213,824,021→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−149,806$6,392,222→ 0 total(indirect: See footnotes)
- 825,129(indirect: See footnotes)
Common Stock, par value $0.01 per share
- 89,711(indirect: See footnotes)
Common Stock, par value $0.01 per share
- Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−5,011,109$213,824,021→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−149,806$6,392,222→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−1,739,923$74,242,514→ 0 total(indirect: See footnotes)
- 89,711(indirect: See footnotes)
Common Stock, par value $0.01 per share
- 825,129(indirect: See footnotes)
Common Stock, par value $0.01 per share
- Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−149,806$6,392,222→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−1,739,923$74,242,514→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−5,011,109$213,824,021→ 0 total(indirect: See footnotes)
- 825,129(indirect: See footnotes)
Common Stock, par value $0.01 per share
- 89,711(indirect: See footnotes)
Common Stock, par value $0.01 per share
- Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−1,739,923$74,242,514→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−5,011,109$213,824,021→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−149,806$6,392,222→ 0 total(indirect: See footnotes)
- 89,711(indirect: See footnotes)
Common Stock, par value $0.01 per share
- 825,129(indirect: See footnotes)
Common Stock, par value $0.01 per share
- Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−149,806$6,392,222→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−1,739,923$74,242,514→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−5,011,109$213,824,021→ 0 total(indirect: See footnotes)
- 825,129(indirect: See footnotes)
Common Stock, par value $0.01 per share
- 89,711(indirect: See footnotes)
Common Stock, par value $0.01 per share
- Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−5,011,109$213,824,021→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−1,739,923$74,242,514→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−149,806$6,392,222→ 0 total(indirect: See footnotes)
- 825,129(indirect: See footnotes)
Common Stock, par value $0.01 per share
- 89,711(indirect: See footnotes)
Common Stock, par value $0.01 per share
- Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−5,011,109$213,824,021→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−149,806$6,392,222→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−1,739,923$74,242,514→ 0 total(indirect: See footnotes)
- 825,129(indirect: See footnotes)
Common Stock, par value $0.01 per share
- 89,711(indirect: See footnotes)
Common Stock, par value $0.01 per share
- Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−1,739,923$74,242,514→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−149,806$6,392,222→ 0 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2012-11-19$42.67/sh−5,011,109$213,824,021→ 0 total(indirect: See footnotes)
- 89,711(indirect: See footnotes)
Common Stock, par value $0.01 per share
- 825,129(indirect: See footnotes)
Common Stock, par value $0.01 per share
Footnotes (9)
- [F1]As described in the prospectus supplement filed by Rockwood Holdings, Inc. on November 16, 2012, in connection with secondary sales pursuant to an underwritten offering, the selling stockholders sold shares of common stock to the underwriters at $42.67 per share.
- [F2]These shares are held by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P.
- [F3]These shares are held by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such shares held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such shares held by KKR European Fund, Limited Partnership.
- [F4]These shares are held by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P. (Series F), KKR III GP LLC may be deemed to be the beneficial owner of such shares held by KKR Partners III, L.P. (Series F).
- [F5]These shares are held by KKR Associates 1996 L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC may be deemed to be the beneficial owner of such shares held by KKR Associates 1996 L.P.
- [F6]These shares are held by Aurora Investments II, LLC.
- [F7]Each of KKR Fund Holdings L.P. (as the designated member of KKR Millennium GP LLC and the sole shareholder of KKR Europe Limited); KKR Fund Holdings GP Limited (as a general partner of KKR Fund Holdings L.P.); KKR Group Holdings L.P. (as a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited); KKR Group Limited (as the sole general partner of KKR Group Holdings L.P.); KKR & Co. L.P. (as the sole shareholder of KKR Group Limited) and KKR Management LLC (as the sole general partner of KKR & Co. L.P.) may also be deemed to be the beneficial owner of the shares held by KKR Millennium Fund L.P. and KKR European Fund, Limited Partnership.
- [F8]As the designated members of KKR Management LLC, the managers of KKR 1996 GP LLC, KKR III GP LLC and Aurora Investments II, LLC, Henry R. Kravis and George R. Roberts may also be deemed to beneficially own the shares held by KKR Millennium Fund L.P., KKR European Fund, Limited Partnership, KKR Associates 1996 L.P., KKR Partners III, L.P. (Series F) and Aurora Investments II, LLC. Messrs. Kravis and Roberts have also been designated as managers of KKR Millennium GP LLC by KKR Fund Holdings L.P.
- [F9]Each Reporting Person and each other person named in the footnotes above disclaims beneficial ownership of any securities reported herein, except to the extent of such person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any equity securities covered by this statement. Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4.
Documents
Issuer
Rockwood Holdings, Inc.
CIK 0001315695
Related Parties
1- filerCIK 0001315695
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 5:12 PM ET
- Size
- 31.2 KB