Manhattan Bancorp·4

Dec 6, 4:28 PM ET

Smaldino Louis P. 4

4 · Manhattan Bancorp · Filed Dec 6, 2012

Insider Transaction Report

Form 4
Period: 2012-11-23
Transactions
  • Award

    Common Stock

    2012-11-23$3.89/sh+39,260$152,721180,489 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Spouse)
    3,598
  • Stock option (right to buy Common Stock)

    Exercise: $5.55Exp: 2019-09-03Common Stock (15,150 underlying)
    26,844
  • Stock option (right to buy Common Stock)

    Exercise: $5.55From: 2009-09-03Exp: 2019-09-03Common Stock (11,694 underlying)
    26,844
Footnotes (3)
  • [F1]Mr. Smaldino disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F2]Received in exchange for stock options to acquire shares of Professional Business Bank common stock at $10.00 per share in connection with the merger of Professional Business Bank with and into a wholly-owned subsidiary of Manhattan Bancorp, based on an exchange ratio of 1.7991 shares of Manhattan Bancorp common stock for each whole share of Professional Business Bank common stock.
  • [F3]The option becomes exercisable in five equal annual installments on March 18, 2010, 2011, 2012, 2013 and 2014.

Documents

1 file
  • 4
    a4.xmlPrimary

    4