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4//SEC Filing

PHYSICIANS FORMULA HOLDINGS, INC. 4

Accession 0001104659-12-084035

CIK 0001269871operating

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 7:29 PM ET

Size

7.9 KB

Accession

0001104659-12-084035

Insider Transaction Report

Form 4
Period: 2012-12-12
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2012-12-12$4.90/sh10,000$49,0000 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2012-12-12$1.78/sh25,000$44,5000 total
    Exercise: $3.12Exp: 2021-12-14Common Stock (25,000 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to the agreement and plan of merger, dated as of September 26, 2012, by and among the issuer, Markwins International Corporation ("Parent") and Markwins Merger Sub, Inc., as amended by that Amendment No. 1 to Agreement and Plan of Merger, dated as of November 15, 2012 by and among the issuer, Parent and Markwins Merger Sub, Inc. (as amended, the "Merger Agreement"), pursuant to which the outstanding shares of the issuer's common stock were canceled and converted into the right to receive $4.90 in cash, without interest and less any applicable withholding tax.
  • [F2]Pursuant to the Merger Agreement, as of and immediately prior to the effective time of the merger contemplated thereby, this option was cancelled and converted into the right to receive from Parent or the surviving corporation of such merger, in settlement thereof, a cash payment, less any applicable taxes required to be withheld and without interest, equal to the product of (i) the excess of $4.90 over the per share exercise price of such option and (ii) the number of shares of common stock subject to such option.

Documents

1 file

Issuer

PHYSICIANS FORMULA HOLDINGS, INC.

CIK 0001269871

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001269871

Filing Metadata

Form type
4
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 7:29 PM ET
Size
7.9 KB