Home/Filings/4/0001104659-13-003875
4//SEC Filing

Denoyer Bernard 4

Accession 0001104659-13-003875

CIK 0001347613other

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 5:24 PM ET

Size

13.2 KB

Accession

0001104659-13-003875

Insider Transaction Report

Form 4
Period: 2013-01-17
Denoyer Bernard
Senior V.P.Finance & Secretary
Transactions
  • Award

    Stock Options

    2013-01-17+17,990388,007 total
    Exercise: $3.60Exp: 2014-01-15Common Stock (17,990 underlying)
  • Award

    Stock Options

    2013-01-17+13,493401,500 total
    Exercise: $1.38Exp: 2015-07-29Common Stock (13,493 underlying)
Footnotes (5)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of July 20, 2012, as amended October 15, 2012, by and between Synergy Pharmaceuticals Inc ("Synergy") and Callisto Pharmaceuticals, Inc. ("Callisto"), Callisto merged with and into Synergy (the "Merger"). Upon the effective time of the Merger, each share of Callisto common stock was cancelled and exchanged for .1799 shares of Synergy common stock (the "Exchange Ratio"). Each stock option exercisable for shares of Callisto common stock that is outstanding at the effective time of the Merger was assumed by Synergy and converted into a stock option to purchase the number of shares of Synergy's common stock that the holder would have received if such holder had exercised such stock option for shares of Callisto common stock prior to the Merger and exchanged such shares for Synergy common stock in accordance with the Exchange Ratio.
  • [F2]5,397 options vested on October 1, 2004, 5,397 options vested on January 15, 2006 and 7,196 options vested on January 15, 2007.
  • [F3]4,498 options vested on each of July 29, 2006, 2007 and 2008, respectively.
  • [F4]4,498 options vested on April 12, 2008, 2009 and 2010, respectively.
  • [F5]4,498 options vested on each of January 25, 2011 and 2012, respectively, and 4,498 options vest on January 25, 2013.

Documents

1 file

Issuer

SYNERGY PHARMACEUTICALS, INC.

CIK 0001347613

Entity typeother

Related Parties

1
  • filerCIK 0001397636

Filing Metadata

Form type
4
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 5:24 PM ET
Size
13.2 KB