4//SEC Filing
Peixoto Joseph 4
Accession 0001104659-13-009410
CIK 0001327471other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 9:32 PM ET
Size
35.4 KB
Accession
0001104659-13-009410
Insider Transaction Report
Form 4
RealD Inc.RLD
Peixoto Joseph
President, Worldwide Cinema
Transactions
- Gift
Employee Stock Option (right to buy)
2012-12-14+197,432→ 197,432 total(indirect: By Trust)Exercise: $1.67Exp: 2016-04-24→ Common Stock (197,432 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14+50,000→ 50,000 total(indirect: By Trust)Exercise: $10.00Exp: 2019-06-10→ Common Stock (50,000 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14+40,000→ 40,000 total(indirect: By Trust)Exercise: $22.92Exp: 2021-06-30→ Common Stock (40,000 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14+270,313→ 270,313 total(indirect: By Trust)Exercise: $10.00Exp: 2019-06-10→ Common Stock (270,313 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14−197,432→ 244,742 totalExercise: $1.67Exp: 2016-04-24→ Common Stock (197,432 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14−375,000→ 0 totalExercise: $4.67Exp: 2017-09-05→ Common Stock (375,000 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14−107,187→ 76,563 totalExercise: $16.00Exp: 2020-07-14→ Common Stock (107,187 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14−50,000→ 325,000 totalExercise: $10.00Exp: 2019-06-10→ Common Stock (50,000 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14−270,313→ 54,687 totalExercise: $10.00Exp: 2019-06-10→ Common Stock (270,313 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14−40,000→ 80,000 totalExercise: $22.92Exp: 2021-06-30→ Common Stock (40,000 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14+375,000→ 375,000 total(indirect: By Trust)Exercise: $4.67Exp: 2017-09-05→ Common Stock (375,000 underlying) - Gift
Employee Stock Option (right to buy)
2012-12-14+107,187→ 107,187 total(indirect: By Trust)Exercise: $16.00Exp: 2020-07-14→ Common Stock (107,187 underlying)
Footnotes (12)
- [F1]This option was granted on 4/24/2006 and the vesting commencement date was 2/1/2006. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date.
- [F10]These shares are held by The Janis D. Peixoto Descendants Trust Dated 12/14/2012, the beneficiaries of which are the descendants of the Reporting Person and his spouse. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F11]These options were part of an initial grant covering 183,750 shares. This option was granted on 7/15/2010 and the vesting commencement date was 7/15/2010. This option vests as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued employment with the company. The options reported as acquired in this line are fully vested.
- [F12]These options were part of an initial grant covering 120,000 shares. This option was granted on 7/1/2011 and the vesting commencement date was 7/1/2011. This option vests as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued service with the company. The options reported as acquired in this line are fully vested.
- [F2]This option was granted on 9/5/2007 and the vesting commencement date was 9/1/2007. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date.
- [F3]This option was granted on 6/10/2009 and the vesting commencement date was 5/25/2009. This option vests as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date.
- [F4]This option was granted on 7/15/2010 and the vesting commencement date was 7/15/2010. This option vests as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued employment with the company.
- [F5]This option was granted on 7/1/2011 and the vesting commencement date was 7/1/2011. This option vests as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued service with the company.
- [F6]These options were part of an initial grant covering 623,625 shares. This option was granted on 4/24/2006 and the vesting commencement date was 2/1/2006. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date. The options reported as acquired in this line are fully vested.
- [F7]These shares are held by The Joseph F. Peixoto Irrevocable Trust Dated 12/14/2012, the beneficiary of which is the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F8]These options were part of an initial grant covering 375,000 shares. This option was granted on 9/5/2007 and the vesting commencement date was 9/1/2007. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date. The options reported as acquired in this line are fully vested.
- [F9]These options were part of an initial grant covering 375,000 shares. This option was granted on 6/10/2009 and the vesting commencement date was 5/25/2009. This option vests as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date. The options reported as acquired in this line are fully vested.
Documents
Issuer
RealD Inc.
CIK 0001327471
Entity typeother
Related Parties
1- filerCIK 0001491584
Filing Metadata
- Form type
- 4
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 9:32 PM ET
- Size
- 35.4 KB