4//SEC Filing
GRANAT DOUGLAS 4
Accession 0001104659-13-027936
CIK 0001042173other
Filed
Apr 8, 8:00 PM ET
Accepted
Apr 9, 12:59 PM ET
Size
16.0 KB
Accession
0001104659-13-027936
Insider Transaction Report
Form 4
Simon Steven G.
10% Owner
Transactions
- Purchase
Warrant (right to buy)
2013-04-05+253,753→ 253,753 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (253,753 underlying) - Purchase
Warrant (right to buy)
2013-04-05+147,755→ 147,755 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (147,755 underlying)
Trigran Investments, Inc.
10% Owner
Transactions
- Purchase
Warrant (right to buy)
2013-04-05+253,753→ 253,753 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (253,753 underlying) - Purchase
Warrant (right to buy)
2013-04-05+147,755→ 147,755 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (147,755 underlying)
TRIGRAN INVESTMENTS LP
10% Owner
Transactions
- Purchase
Warrant (right to buy)
2013-04-05+147,755→ 147,755 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (147,755 underlying) - Purchase
Warrant (right to buy)
2013-04-05+253,753→ 253,753 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (253,753 underlying)
Oberman Lawrence A
10% Owner
Transactions
- Purchase
Warrant (right to buy)
2013-04-05+253,753→ 253,753 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (253,753 underlying) - Purchase
Warrant (right to buy)
2013-04-05+147,755→ 147,755 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (147,755 underlying)
GRANAT DOUGLAS
10% Owner
Transactions
- Purchase
Warrant (right to buy)
2013-04-05+147,755→ 147,755 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (147,755 underlying) - Purchase
Warrant (right to buy)
2013-04-05+253,753→ 253,753 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (253,753 underlying)
TRIGRAN INVESTMENTS LP II
10% Owner
Transactions
- Purchase
Warrant (right to buy)
2013-04-05+253,753→ 253,753 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (253,753 underlying) - Purchase
Warrant (right to buy)
2013-04-05+147,755→ 147,755 total(indirect: See footnote)Exercise: $1.03From: 2013-04-05Exp: 2016-04-05→ Common Stock (147,755 underlying)
Footnotes (5)
- [F1]Trigran Investments, L.P. acquired 253,753 warrants on April 5, 2013. The warrants were included in the purchase of $632,000 face amount of Subordinated Promissory Notes.
- [F2]Trigran Investments, L.P. II acquired 147,755 warrants on April 5, 2013. The warrants were included in the purchase of $368,000 face amount of Subordinated Promissory Notes.
- [F3]The reported securities were included in the purchase of $632,000 face amount of Subordinated Promissory Notes.
- [F4]The reported securities were included in the purchase of $368,000 face amount of Subordinated Promissory Notes.
- [F5]The Warrants are held as follows: 253,753 Warrants held by Trigran Investments, L.P. and 147,755 Warrants held by Trigran Investments, L.P. II after the purchases identified in this report. Douglas Granat, Lawrence A. Oberman and Steven G. Simon are controlling shareholders and directors of Trigran Investments, Inc. Trigran Investments, Inc. is the general partner of Trigran Investments, L.P. and Trigran Investments, L.P. II. Each reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Each reporting person has the same address listed above for Trigran Investments, Inc., the designated filer.
Documents
Issuer
SCIENTIFIC LEARNING CORP
CIK 0001042173
Entity typeother
Related Parties
1- filerCIK 0001361700
Filing Metadata
- Form type
- 4
- Filed
- Apr 8, 8:00 PM ET
- Accepted
- Apr 9, 12:59 PM ET
- Size
- 16.0 KB