Hazell Don F 4
4 · Rally Software Development Corp · Filed Apr 18, 2013
Insider Transaction Report
Form 4
Hazell Don F
EVP Worldwide Sales & Field Op
Transactions
- Conversion
Warrant to Purchase Common Stock (right to buy)
2013-04-17+476→ 476 totalExercise: $3.78Exp: 2018-05-20→ Common Stock (476 underlying) - Conversion
Series A-1 Preferred Stock
2013-04-17−28,640→ 0 total→ Common Stock (28,640 underlying) - Conversion
Series D Preferred Stock
2013-04-17−8,581→ 0 total→ Common Stock (8,581 underlying) - Conversion
Warrant to Purchase Series C Preferred Stock (right to buy)
2013-04-17−476→ 0 totalExercise: $3.78Exp: 2018-05-20→ Common Stock (476 underlying) - Conversion
Common Stock
2013-04-17+53,021→ 239,362 total - Conversion
Series B Preferred Stock
2013-04-17−15,800→ 0 total→ Common Stock (15,800 underlying)
Footnotes (4)
- [F1]Each share of the Issuer's Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted on a 1-for-1 basis into shares of the Issuer's Common Stock immediately upon the closing of a Qualified Public Offering (as defined in the Issuer's Amended and Restated Certificate of Incorporation, as filed with the Delaware Secretary of State on April 1, 2013).
- [F2]The shares had no expiration date.
- [F3]Automatic conversion upon the closing of the Issuer's Qualified Public Offering into a warrant to purchase shares of the Issuer's Common Stock on a 1-for-1 basis.
- [F4]Immediately exercisable.