4//SEC Filing
Glickberg Howard 4
Accession 0001104659-13-032032
CIK 0001555492other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 10:31 AM ET
Size
13.8 KB
Accession
0001104659-13-032032
Insider Transaction Report
Form 4
Glickberg Howard
DirectorVice Chairman of Development
Transactions
- Other
Series A Preferred Stock, par value $0.001 per share
2013-04-22−1,362→ 0 total - Other
Series B Preferred Stock, par value $0.001 per share
2013-04-22−6,369.49→ 0 total - Award
Option (right) to Purchase Shares of Class A Common Stock
2013-04-22+48,641→ 48,641 totalExercise: $15.60Exp: 2023-04-22→ Class A Common Stock, par value $0.00001 per share (48,641 underlying) - Other
Class B Common Stock
2013-04-22+1,122,516→ 1,122,516 totalExercise: $0.00→ Class A Common Stock (1,122,516 underlying) - Award
Restricted Stock Units for Class A Common Stock
2013-04-22+145,924→ 145,924 total→ Class A Common Stock, par value $0.00001 per share (145,924 underlying)
Footnotes (5)
- [F1]In connection with the Issuer's initial public offering, pursuant to a Preferred Exchange Agreement, Mr. Glickberg exchanged his shares of Series A Preferred Stock and accrued but unpaid dividends for shares of the Issuer's Class B Common Stock and his Series B Preferred Stock and accrued but unpaid dividends for shares of the Issuer's Class B Common Stock. In connection with this exchange, Mr. Glickberg received 1,122,516 shares of Class B Common Stock.
- [F2]The options will vest and become exercisable in four equal installments commencing on April 22, 2014.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
- [F4]Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan (the "Plan") and will vest on April 22, 2016, subject to Mr. Glickberg's continued employment, and will be settled in shares of the Issuer's Class A Common Stock on .
- [F5]The Class B Common Stock is convertible (a) at the holder's option or (b) upon certain transfers of such shares, into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
Documents
Issuer
Fairway Group Holdings Corp
CIK 0001555492
Entity typeother
Related Parties
1- filerCIK 0001560800
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 10:31 AM ET
- Size
- 13.8 KB