Home/Filings/4/0001104659-13-034537
4//SEC Filing

Wagner A J 4

Accession 0001104659-13-034537

CIK 0000837173other

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 6:07 PM ET

Size

8.2 KB

Accession

0001104659-13-034537

Insider Transaction Report

Form 4
Period: 2013-04-25
Wagner A J
Director
Transactions
  • Award

    Common Stock

    2013-04-25+2,3205,905 total
  • Award

    Non-Qualified Stock Options (right to buy)

    2013-04-25+4,4884,488 total
    Exercise: $18.32Exp: 2023-04-25Common Stock (4,488 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    5,000
Footnotes (3)
  • [F1]Award of restricted stock units, which vest in 3 equal annual installments beginning on 04/25/2014.
  • [F2]Held by a trust, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F3]Award of non-qualified stock options, which vest in 3 equal annual installments beginning on 04/25/2014.

Documents

1 file

Issuer

Walter Energy, Inc.

CIK 0000837173

Entity typeother

Related Parties

1
  • filerCIK 0001402675

Filing Metadata

Form type
4
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 6:07 PM ET
Size
8.2 KB