4//SEC Filing
Wagner A J 4
Accession 0001104659-13-040049
CIK 0000837173other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 11:31 AM ET
Size
7.3 KB
Accession
0001104659-13-040049
Insider Transaction Report
Form 4
Wagner A J
Director
Transactions
- Purchase
Common Stock
2013-05-09$18.89/sh+5,000$94,450→ 5,000 total(indirect: By IRA)
Holdings
- 5,905
Common Stock
- 5,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Represents the weighted average purchase price for price increments ranging from $18.75 to $19.03. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- [F2]Held in a self-managed IRA account under which the Reporting Person's sons are the primary beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- [F3]Held by a trust, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
Walter Energy, Inc.
CIK 0000837173
Entity typeother
Related Parties
1- filerCIK 0001402675
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 11:31 AM ET
- Size
- 7.3 KB