CARE CAPITAL II LLC 4
4 · ACURA PHARMACEUTICALS, INC · Filed May 16, 2013
Insider Transaction Report
Form 4
CARE CAPITAL II LLC
10% Owner
Transactions
- Sale
Common Stock
2013-05-14$2.41/sh−550,000$1,325,500→ 6,702,815 total(indirect: See Footnote) - Sale
Common Stock
2013-05-15$2.27/sh−62,000$140,740→ 6,640,815 total(indirect: See Footnote) - Sale
Common Stock
2013-05-16$2.20/sh−50,000$110,000→ 6,590,815 total(indirect: See Footnote)
Footnotes (9)
- [F1]The shares were sold as follows: 514,690 by Care Capital Investments II, LP and 35,310 by Care Capital Offshore Investments II, L.P.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.55 to $2.30, inclusive. The reporting person undertakes to provide to Acura Pharmaceuticals, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (5) and (8) to this Form 4.
- [F3]Consists of 6,272,510 shares held by Care Capital Investments II, LP and 430,305 shares held by Care Capital Offshore Investments II, L.P. Care Capital II, LLC is the general partner of Care Capital Investments II, LP and Care Capital Offshore Investments II, LP and as a result, Care Capital II, LLC has the ultimate power to vote or direct the vote and to dispose or direct the disposition of such shares. Care Capital II, LLC is managed by three or more members and accordingly none of the managing members is deemed to have voting or dispositive control over the securities.
- [F4]The shares were sold as follows: 58,019 by Care Capital Investments II, LP and 3,981 by Care Capital Offshore Investments II, L.P.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.32 to $2.23, inclusive.
- [F6]Consists of 6,214,491 shares held by Care Capital Investments II, LP and 426,324 shares held by Care Capital Offshore Investments II, L.P. Care Capital II, LLC is the general partner of Care Capital Investments II, LP and Care Capital Offshore Investments II, LP and as a result, Care Capital II, LLC has the ultimate power to vote or direct the vote and to dispose or direct the disposition of such shares. Care Capital II, LLC is managed by three or more members and accordingly none of the managing members is deemed to have voting or dispositive control over the securities.
- [F7]The shares were sold as follows: 46,790 by Care Capital Investments II, LP and 3,210 by Care Capital Offshore Investments II, L.P.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.27 to $2.21, inclusive.
- [F9]Consists of 6,167,701 shares held by Care Capital Investments II, LP and 423,114 shares held by Care Capital Offshore Investments II, L.P. Care Capital II, LLC is the general partner of Care Capital Investments II, LP and Care Capital Offshore Investments II, LP and as a result, Care Capital II, LLC has the ultimate power to vote or direct the vote and to dispose or direct the disposition of such shares. Care Capital II, LLC is managed by three or more members and accordingly none of the managing members is deemed to have voting or dispositive control over the securities.