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Roshko Peter 4

Accession 0001104659-13-054263

CIK 0001313911other
View on SEC.govCompany Profile

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 5:25 PM ET

Size

31.3 KB

Accession

0001104659-13-054263

Insider Transaction Report

Form 4
Period: 2013-07-10
Rally Software Development CorpRALY
BOULDER VENTURES IV ANNEX LP
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
BV Partners V, LLC
10% Owner
Transactions
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
LEFKOFF KYLE
10% Owner
Transactions
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
BV PARTNERS IV, L.L.C.
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
Macks Lawrence M
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
BOULDER VENTURES IV LP
10% Owner
Transactions
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
Boulder Ventures V, L.P.
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
Fidler Josh E
10% Owner
Transactions
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
Perl Jonathan L
10% Owner
Transactions
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
Roshko Peter
10% Owner
Transactions
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−808→ 0 total(indirect: By Boulder Ventures IV, L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (808 underlying)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+12,207$46,142→ 2,836,408 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−1,861$46,164→ 2,834,547 total(indirect: By Boulder Ventures IV (Annex), L.P.)
  • Exercise of In-Money

    Common Stock

    2013-07-10$3.78/sh+808$3,054→ 186,360 total(indirect: By Boulder Ventures IV, L.P.)
  • Sale

    Common Stock

    2013-07-10$24.81/sh−124$3,076→ 186,236 total(indirect: By Boulder Ventures IV, L.P.)
  • Exercise of In-Money

    Warrant to Purchase Common Stock (right to buy)

    2013-07-10−12,207→ 0 total(indirect: By Boulder Ventures IV (Annex), L.P.)
    Exercise: $3.78Exp: 2018-05-20→ Common Stock (12,207 underlying)
Holdings

  • Common Stock

    (indirect: By Boulder Ventures V, L.P.)
    383,453
Footnotes (8)
  • [F1]On July 10, 2013, Boulder Ventures IV, L.P. ("Boulder Ventures IV") exercised a warrant to purchase 808 shares of the Issuer's common stock for $3.78 per share. Boulder Ventures IV paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 124 shares to pay the exercise price and issuing to Boulder Ventures IV the remaining 684 shares. The Issuer also paid $21.70 in cash to Boulder Ventures IV in lieu of a fractional share.
  • [F2]On July 10, 2013, Boulder Ventures IV (Annex), L.P. ("BV Annex") exercised a warrant to purchase 12,207 shares of the Issuer's common stock for $3.78 per share. BV Annex paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,861 shares to pay the exercise price and issuing to BV Annex the remaining 10,346 shares. The Issuer also paid $17.30 in cash to BV Annex in lieu of a fractional share.
  • [F3]The securities are held of record by Boulder Ventures IV.
  • [F4]BV Partners IV, L.L.C. ("BV IV") is the General Partner of each of Boulder Ventures IV and BV Annex. BV IV may be deemed to indirectly beneficially own the securities owned by Boulder Ventures IV and BV Annex. Josh E. Fidler, Kyle Lefkoff, Lawrence M. Macks, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV IV and share voting and dispositive power over the securities held by Boulder Ventures IV and BV Annex. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F5]The securities are held of record by BV Annex.
  • [F6]The securities are held of record by Boulder Ventures V, L.P. ("Boulder Ventures V").
  • [F7]BV Partners V, L.L.C. ("BV V") is the General Partner of Boulder Ventures V. BV V may be deemed to indirectly beneficially own the securities owned by Boulder Ventures V. Kyle Lefkoff, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV V and share voting and dispositive power over the securities held by Boulder Ventures V. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F8]Immediately exercisable.

Documents

1 file

Issuer

Rally Software Development Corp

CIK 0001313911

→
Entity typeother

Related Parties

1
  • filerCIK 0001455295

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 5:25 PM ET
Size
31.3 KB
View on SEC.gov