Roadrunner Transportation Systems, Inc. 4
4 · Roadrunner Transportation Systems, Inc. · Filed Aug 21, 2013
Insider Transaction Report
Form 4
THAYER EQUITY INVESTORS V LP
10% Owner
Transactions
- Sale
Common Stock
2013-08-19$25.58/sh−2,800,000$71,631,000→ 10,446,625 total
Footnotes (3)
- [F1]Represents 2,286,165 shares sold by Thayer Equity Investors V, L.P. ("Thayer"); 4,789 shares sold by TC Roadrunner-Dawes Holdings, L.L.C. ("TC Roadrunner"); 4,806 shares sold by TC Sargent Holdings, L.L.C. ("TC Sargent"); 497,034 shares sold by HCI Equity Partners III, L.P. (f/k/a Thayer | Hidden Creek Partners II, L.P. ) ("Partners III"); and 7,206 shares sold by HCI Co-Investors III, L.P. (f/k/a THC Co-Investors II, L.P.) ("Co-Investors III"). HC Equity Partners V, L.L.C. ("HC Equity") is the general partner of Thayer; HCI Equity Management, L.P. ("HCI") is the sole manager of TC Co-Investors V, L.L.C. ("Co-Investors"), the managing member of TC Sargent and TC Roadrunner; HCI Management III, L.P. ("HCI Management III") is the general partner of Partners III and Co-Investors III. HCI Equity Partners, L.L.C. ("HCI Equity Partners") is the managing member/general partner of HC Equity, HCI and HCI Management III.
- [F2]Represents 8,529,240 shares held by Thayer; 17,869 shares held by TC Roadrunner; 17,932 shares held by TC Sargent; 1,854,401 shares held by Partners III; and 26,883 shares held by Co-Investors III.
- [F3]HC Equity, HCI, Co-Investors, HCI Management III and HCI Equity Partners may be deemed to be beneficial owners of the shares reported in Table I. Each of HC Equity, HCI, Co-Investors, HCI Management III, and HCI Equity Partners expressly disclaims beneficial ownership of the shares reported in Table I except to the extent of any pecuniary interest therein. The filing of this form should not be deemed an admission that HC Equity, HCI, Co-Investors, HCI Management III or HCI Equity Partners is, for Section 16 purposes or otherwise, the beneficial owner of such shares.