4//SEC Filing
Roadrunner Transportation Systems, Inc. 4
Accession 0001104659-13-067742
CIK 0001440024operating
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 4:11 PM ET
Size
21.8 KB
Accession
0001104659-13-067742
Insider Transaction Report
Form 4
THAYER EQUITY INVESTORS V LP
10% Owner
Transactions
- Sale
Common Stock
2013-08-30$25.58/sh−645,000$16,500,713→ 9,801,625 total
Footnotes (3)
- [F1]Represents 526,635 shares sold by Thayer Equity Investors V, L.P. ("Thayer"); 1,103 shares sold by TC Roadrunner-Dawes Holdings, L.L.C. ("TC Roadrunner"); 1,107 shares sold by TC Sargent Holdings, L.L.C. ("TC Sargent"); 114,495 shares sold by HCI Equity Partners III, L.P. (f/k/a Thayer | Hidden Creek Partners II, L.P. ) ("Partners III"); and 1,660 shares sold by HCI Co-Investors III, L.P. (f/k/a THC Co-Investors II, L.P.) ("Co-Investors III"). HC Equity Partners V, L.L.C. ("HC Equity") is the general partner of Thayer; HCI Equity Management, L.P. ("HCI") is the sole manager of TC Co-Investors V, L.L.C. ("Co-Investors"), the managing member of TC Sargent and TC Roadrunner; HCI Management III, L.P. ("HCI Management III") is the general partner of Partners III and Co-Investors III. HCI Equity Partners, L.L.C. ("HCI Equity Partners") is the managing member/general partner of HC Equity, HCI and HCI Management III.
- [F2]Represents 8,002,905 shares held by Thayer; 16,766 shares held by TC Roadrunner; 16,825 shares held by TC Sargent; 1,739,906 shares held by Partners III; and 25,223 shares held by Co-Investors III.
- [F3]HC Equity, HCI, Co-Investors, HCI Management III and HCI Equity Partners may be deemed to be beneficial owners of the shares reported in Table I. Each of HC Equity, HCI, Co-Investors, HCI Management III, and HCI Equity Partners expressly disclaims beneficial ownership of the shares reported in Table I except to the extent of any pecuniary interest therein. The filing of this form should not be deemed an admission that HC Equity, HCI, Co-Investors, HCI Management III or HCI Equity Partners is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
Documents
Issuer
Roadrunner Transportation Systems, Inc.
CIK 0001440024
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001440024
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 4:11 PM ET
- Size
- 21.8 KB