ENVESTNET, INC. 4
4 · ENVESTNET, INC. · Filed Oct 15, 2013
Insider Transaction Report
Form 4
Sisteron Yves
Director10% Owner
Transactions
- Sale
Common Stock
2013-10-11$29.25/sh−439,904$12,867,192→ 1,155,842 total(indirect: GRPVC L P, now known as Upfront GP II, L.P) - Sale
Common Stock
2013-10-11$29.25/sh−449,411$13,145,272→ 0 total(indirect: GRP II Investors, L.P., now known as Upfront II Investors, L.P) - Sale
Common Stock
2013-10-11$29.25/sh−102,514$2,998,535→ 106,642 total(indirect: GRP II Partners, L.P., now known as Upfront II Partners L.P)
Footnotes (2)
- [F1]GRPVC L P, now known as Upfront GP II, L.P., is the general partner of GRP II Partners, L.P., now known as Upfront II Partners L.P., GRP Management Services Corporation is the general partner of each of Upfront GP II, L.P. and GRP II Investors, L.P., now known as Upfront II Investors, L.P. Mr. Sisteron, together with Steven Dietz and Brian McLoughlin, is an officer of GRP Management Services Corporation. Mr. Sisteron, together with Herve Defforey, Steven Dietz, Brian McLoughlin and Mark Suster, is a member of the investment committee of Upfront II Partners, L.P. Pursuant to contractual arrangements, Upfront II Investors, L.P. has granted GRP Management Services Corporation the authority to vote and dispose of the shares held by it in the same manner as the investment committee votes or disposes of the shares held by Upfront II Partners, L.P. (Continued to footnote 2)
- [F2]While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by Upfront GP II, L.P, Upfront II Partners, L.P. and Upfront II Investors, L.P., he does not have sole voting or investment power with respect to such shares and, as a result, disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.