4//SEC Filing
CONSUMER PORTFOLIO SERVICES INC 4
Accession 0001104659-13-082481
$CPSSCIK 0000889609operating
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 9:07 PM ET
Size
24.4 KB
Accession
0001104659-13-082481
Insider Transaction Report
Form 4
Transactions
- Exercise of In-Money
Common Stock
2013-11-05+285,781→ 2,737,708 total - Sale
Common Stock
2013-11-06$6.74/sh−40,000$269,528→ 2,697,703 total - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−1,611,114→ 0 totalExercise: $1.40From: 2008-09-16Exp: 2018-06-30→ Common Stock (1,611,114 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−285,781→ 0 totalExercise: $0.00From: 2008-09-16Exp: 2018-06-30→ Common Stock (285,781 underlying) - Sale
Common Stock
2013-11-05$6.89/sh−5$34→ 2,737,703 total - Sale
Common Stock
2013-11-07$6.62/sh−7,810$51,729→ 2,689,893 total - Exercise of In-Money
Common Stock
2013-11-05$1.40/sh+1,611,114$2,252,498→ 2,778,727 total - Sale
Common Stock
2013-11-05$6.89/sh−326,800$2,251,652→ 2,451,927 total
LEVINE ARTHUR E
10% Owner
Transactions
- Sale
Common Stock
2013-11-05$6.89/sh−5$34→ 2,737,703 total - Sale
Common Stock
2013-11-07$6.62/sh−7,810$51,729→ 2,689,893 total - Sale
Common Stock
2013-11-05$6.89/sh−326,800$2,251,652→ 2,451,927 total - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−1,611,114→ 0 totalExercise: $1.40From: 2008-09-16Exp: 2018-06-30→ Common Stock (1,611,114 underlying) - Exercise of In-Money
Common Stock
2013-11-05$1.40/sh+1,611,114$2,252,498→ 2,778,727 total - Exercise of In-Money
Common Stock
2013-11-05+285,781→ 2,737,708 total - Sale
Common Stock
2013-11-06$6.74/sh−40,000$269,528→ 2,697,703 total - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−285,781→ 0 totalExercise: $0.00From: 2008-09-16Exp: 2018-06-30→ Common Stock (285,781 underlying)
Transactions
- Exercise of In-Money
Common Stock
2013-11-05$1.40/sh+1,611,114$2,252,498→ 2,778,727 total - Sale
Common Stock
2013-11-05$6.89/sh−326,800$2,251,652→ 2,451,927 total - Exercise of In-Money
Common Stock
2013-11-05+285,781→ 2,737,708 total - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−285,781→ 0 totalExercise: $0.00From: 2008-09-16Exp: 2018-06-30→ Common Stock (285,781 underlying) - Sale
Common Stock
2013-11-05$6.89/sh−5$34→ 2,737,703 total - Sale
Common Stock
2013-11-06$6.74/sh−40,000$269,528→ 2,697,703 total - Sale
Common Stock
2013-11-07$6.62/sh−7,810$51,729→ 2,689,893 total - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−1,611,114→ 0 totalExercise: $1.40From: 2008-09-16Exp: 2018-06-30→ Common Stock (1,611,114 underlying)
LEICHTMAN LAUREN B
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2013-11-05$1.40/sh+1,611,114$2,252,498→ 2,778,727 total - Sale
Common Stock
2013-11-05$6.89/sh−326,800$2,251,652→ 2,451,927 total - Exercise of In-Money
Common Stock
2013-11-05+285,781→ 2,737,708 total - Sale
Common Stock
2013-11-05$6.89/sh−5$34→ 2,737,703 total - Sale
Common Stock
2013-11-06$6.74/sh−40,000$269,528→ 2,697,703 total - Sale
Common Stock
2013-11-07$6.62/sh−7,810$51,729→ 2,689,893 total - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−1,611,114→ 0 totalExercise: $1.40From: 2008-09-16Exp: 2018-06-30→ Common Stock (1,611,114 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−285,781→ 0 totalExercise: $0.00From: 2008-09-16Exp: 2018-06-30→ Common Stock (285,781 underlying)
LLCP Partners IV GP, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2013-11-05$1.40/sh+1,611,114$2,252,498→ 2,778,727 total - Sale
Common Stock
2013-11-05$6.89/sh−326,800$2,251,652→ 2,451,927 total - Exercise of In-Money
Common Stock
2013-11-05+285,781→ 2,737,708 total - Sale
Common Stock
2013-11-05$6.89/sh−5$34→ 2,737,703 total - Sale
Common Stock
2013-11-06$6.74/sh−40,000$269,528→ 2,697,703 total - Sale
Common Stock
2013-11-07$6.62/sh−7,810$51,729→ 2,689,893 total - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−1,611,114→ 0 totalExercise: $1.40From: 2008-09-16Exp: 2018-06-30→ Common Stock (1,611,114 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-11-05−285,781→ 0 totalExercise: $0.00From: 2008-09-16Exp: 2018-06-30→ Common Stock (285,781 underlying)
Footnotes (4)
- [F1]Pursuant to the terms of the warrant, represents the trailing twenty (20) day average stock price through November 4, 2013.
- [F2]This Form 4 is being filed by more than one reporting person. Levine Leichtman Capital Partners IV, L.P. (the "Partnership") is the direct beneficial owner of the securities described above. LLCP Partners IV GP, LLC (the "General Partner") is the sole general partner of the Partnership. Levine Leichtman Capital Partners, Inc. ("Capital Corp.") is the sole manager of the General Partner. Arthur E. Levine is a director and shareholder of, and the President of, Capital Corp. Lauren B. Leichtman is a director and shareholder of, and the Chief Executive Officer of, Capital Corp. Each of the General Partner, Capital Corp., Mr. Levine and Ms. Leichtman may be deemed to be an indirect beneficial owner of the equity securities reported herein and disclaims beneficial ownership of such equity securities except to the extent of his, her or its indirect pecuniary interest therein.
- [F3]Represents the weighted average sales price for a number of sale transactions effected at prices ranging from $6.65 to $6.7675. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- [F4]Represents the weighted average sales price for a number of sale transactions effected at prices ranging from $6.60 to $6.76. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
Documents
Issuer
CONSUMER PORTFOLIO SERVICES INC
CIK 0000889609
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000889609
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 9:07 PM ET
- Size
- 24.4 KB